Form D · Other Investment Fund

MPF Platinum Fund, LP

Moraga, CA · CIK 0001484698

Offering snapshot reported Mar 21, 2012 · SEC filing

Reported sold
$2.35M
Offering amount: $10M
Investors reported
21
Form D · investor count
Minimum accepted
$10K
Reported outside-investor minimum
First sale
Feb 24, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.18M$2.35MFeb 24, 2010Feb 24, 2011: $710,000.00Apr 15, 2011: $810,000.00Apr 19, 2011: $910,000.00May 5, 2011: $1,310,000.00May 16, 2011: $1,430,000.00Jun 29, 2011: $1,530,000.00Aug 31, 2011: $1,630,000.00Nov 1, 2011: $1,850,000.00Dec 22, 2011: $1,850,000.00Feb 8, 2012: $1,950,000.00Mar 6, 2012: $2,150,000.00Mar 21, 2012: $2,350,000.00Mar 21, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$2,150,000 → $2,350,000
  • Reported investors20 → 21

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 21, 2012Amendment$2,350,000$200,000vs Mar 6, 201221SEC filing
Mar 6, 2012Amendment$2,150,000$200,000vs Feb 8, 201220SEC filing
Feb 8, 2012Amendment$1,950,000$100,000vs Dec 22, 201118SEC filing
Dec 22, 2011Amendment$1,850,000$0vs Nov 1, 201116SEC filing
Nov 1, 2011Amendment$1,850,000$220,000vs Aug 31, 201116SEC filing
Aug 31, 2011Amendment$1,630,000$100,000vs Jun 29, 201115SEC filing
Jun 29, 2011Amendment$1,530,000$100,000vs May 16, 201114SEC filing
May 16, 2011Amendment$1,430,000$120,000vs May 5, 201113SEC filing
May 5, 2011Amendment$1,310,000$400,000vs Apr 19, 201111SEC filing
Apr 19, 2011Amendment$910,000$100,000vs Apr 15, 20118SEC filing
Apr 15, 2011Amendment$810,000$100,000vs Feb 24, 20117SEC filing
Feb 24, 2011Amendment$710,000No comparison5SEC filing
Feb 24, 2010InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06
Duration over one year
Yes
Business combination
No
Sales commissions
$188K (estimated)
Finders' fees
$0
Form D file number
021-138999
SALES COMMISSIONS INCLUDES DUE DILIGENCE FEE

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
GARY GOLDBERG2037748CENTAURUS FINANCIAL INC · CRD 30833
AGUSTIN J. MOLINA5764714FINANCIAL WEST GROUP · CRD 16668
ROBERT BURNS4066393VSR FINANCAL SERVICES INC · CRD 14503
MICHAEL HEREK4163979FINANCIAL WEST GROUP · CRD 16668
STEPHEN GATES4030188VSR FINANCIAL SERVICES INC · CRD 14503
JOHN SCULLY803539CENTAURUS FINANCIAL, INC. · CRD 30833
over 5 associated personsNoneFOOTHILL SECURITIES, INC. · CRD 1027

Source: Form D, filed Mar 21, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MPF PLATINUM FUND, LP

Investment adviser: MCM ADVISERS, LP

Gross asset value
$566K
Beneficial owners
21
ADV minimum commitment
$100K

Reported in Form ADV on Nov 15, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor MOSS ADAMS LLP SAN FRANCISCO, California, United States
Custodian CHARLES SCHWAB & CO. PHOENIX, Arizona, United States Related to adviser: No
Custodian RBC CAPITAL MARKETS, LLC MINNEAPOLIS, Minnesota, United States Related to adviser: No
Custodian SUMMIT BANK SAN FRANCISCO, California, United States Related to adviser: No
Custodian US BANK NATIONAL ASSOCIATION SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

MOSS ADAMS LLP
PCAOB 659

RBC CAPITAL MARKETS, LLC
SEC 8-45411

Filing source

Form ADV 1577854 · Nov 15, 2021 · Schedule D 7.B.(1), fund 805-6554636324

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Mackenzie Capital Managment, Lp Executive
Robert Dixon Executive
Glen William Fuller Executive
Paul Koslosky Executive
Jennifer Moser Executive
Charles Evans Patterson Executive
Mackenzie Patterson Fuller, Lp Executive
Charles Evans Patterson Ii Executive
Christine Simpson Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1640 School Street
Moraga, CA, 94556