Form D · Other Investment Fund

MPF Northstar Fund, LP

Moraga, CA · CIK 0001521369

Offering snapshot reported Jan 6, 2012 · SEC filing

Reported sold
$4.5M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$10K
Reported outside-investor minimum
First sale
Jul 5, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.25M$4.5MMay 23, 2011Jul 6, 2011: $1,000,000.00Jul 6, 2011Jan 6, 2012: $4,501,000.00Jan 6, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,000,000 → $4,501,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 6, 2012Amendment$4,501,000$3,501,000vs Jul 6, 20111SEC filing
Jul 6, 2011Amendment$1,000,000No comparison1SEC filing
May 23, 2011InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06
Duration over one year
Yes
Business combination
No
Sales commissions
$60K (estimated)
Finders' fees
$0
Form D file number
021-160190

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
CHARLES BARRY2664084ARI FINANCIAL SERVICES, INC. · CRD 137608

Source: Form D, filed Jan 6, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MPF NORTHSTAR FUND, LP

Investment adviser: MCM ADVISERS, LP

Gross asset value
$7.58M
Beneficial owners
1
ADV minimum commitment
$10K

Reported in Form ADV on Dec 6, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor MOSS ADAMS LLP SAN FRANCISCO, California, United States
Custodian CHARLES SCHWAB & CO. PHOENIX, Arizona, United States Related to adviser: No
Custodian DAVID LERNER ASSOCIATES, INC. SYOSSET, New York, United States Related to adviser: No
Custodian RBC CAPITAL MARKETS, LLC MINNEAPOLIS, Minnesota, United States Related to adviser: No
Custodian SUMMIT BANK SAN FRANCISCO, California, United States Related to adviser: No
Custodian US BANK NATIONAL ASSOCIATION SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

MOSS ADAMS LLP
PCAOB 659

RBC CAPITAL MARKETS, LLC
SEC 8-45411

Filing source

Form ADV 1250568 · Dec 6, 2018 · Schedule D 7.B.(1), fund 805-4579066856

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Robert Dixon Executive
Glen Fuller Executive
Mpf Gp 3, Llc Executive
Mpf Gp, Llc Executive
Paul Kosloski Executive
Jennifer Moser Executive
Charles Evans Patterson Executive
Charles Evans Patterson Ii Executive
Christine Simpson Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1640 School Street
Moraga, CA, 94556