Form D · Other Investment Fund

MPF Flagship Fund 14, LLC

Moraga, CA · CIK 0001449507

Offering snapshot reported Oct 19, 2010 · SEC filing

Reported sold
$3.73M
Offering amount: $4.5M
Investors reported
75
Form D · investor count
Minimum accepted
$10K
Reported outside-investor minimum
First sale
May 27, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.87M$3.73MSep 22, 2010: $3,293,000.00Sep 22, 2010Oct 1, 2010: $3,373,000.00Oct 1, 2010Oct 8, 2010: $3,647,000.00Oct 8, 2010Oct 14, 2010: $3,718,000.00Oct 14, 2010Oct 19, 2010: $3,733,000.00Oct 19, 2010

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$3,718,000 → $3,733,000
  • Reported investors74 → 75

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 19, 2010Amendment$3,733,000$15,000vs Oct 14, 201075SEC filing
Oct 14, 2010Amendment$3,718,000$71,000vs Oct 8, 201074SEC filing
Oct 8, 2010Amendment$3,647,000$274,000vs Oct 1, 201071SEC filing
Oct 1, 2010Amendment$3,373,000$80,000vs Sep 22, 201064SEC filing
Sep 22, 2010Initial$3,293,000No comparison62SEC filing
Sep 14, 2010Initial$3,233,000No comparison60SEC filing
Sep 7, 2010Amendment$2,953,000$98,000vs Sep 1, 201054SEC filing
Sep 1, 2010Initial$2,855,000No comparison52SEC filing
Jun 22, 2010Amendment$2,713,000$80,000vs Jun 10, 201048SEC filing
Jun 10, 2010Amendment$2,633,000$70,000vs Jun 1, 201047SEC filing
Jun 1, 2010Amendment$2,563,000$0vs Jun 1, 201044SEC filing
Jun 1, 2010Amendment$2,563,000$173,000vs May 7, 201044SEC filing
May 7, 2010Amendment$2,390,000$50,000vs Apr 15, 201040SEC filing
Apr 15, 2010Amendment$2,340,000$150,000vs Apr 6, 201039SEC filing
Apr 6, 2010Amendment$2,190,000$40,000vs Mar 31, 201036SEC filing
Mar 31, 2010Amendment$2,150,000$50,000vs Mar 23, 201035SEC filing
Mar 23, 2010Amendment$2,100,000$590,000vs Mar 17, 201034SEC filing
Mar 17, 2010Amendment$1,510,000$110,000vs Mar 9, 201032SEC filing
Mar 9, 2010Amendment$1,400,000$177,000vs Feb 11, 201030SEC filing
Feb 11, 2010Amendment$1,223,000$221,000vs Jan 19, 201026SEC filing
Jan 19, 2010Amendment$1,002,000$40,000vs Jan 6, 201022SEC filing
Jan 6, 2010Amendment$962,000$290,000vs Dec 10, 200921SEC filing
Dec 10, 2009Amendment$672,000$50,000vs Dec 1, 200915SEC filing
Dec 1, 2009Amendment$622,000$47,000vs Nov 19, 200914SEC filing
Nov 19, 2009Amendment$575,000$90,000vs Nov 5, 200913SEC filing
Nov 5, 2009Amendment$485,000$130,000vs Aug 14, 200912SEC filing
Aug 14, 2009Amendment$355,000$60,000vs May 29, 20097SEC filing
May 29, 2009Amendment$295,000No comparisonNot reportedSEC filing
Nov 5, 2008Initial$0No comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06
Duration over one year
Yes
Business combination
No
Sales commissions
$316K (estimated)
Finders' fees
$0
Form D file number
021-148045
Sales Commissions includes Due Diligence Fee

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
OVER 5 ASSOCIATED PERSONSNoneFOOTHILL SECURITIES, INC. · CRD 1027
JAMES R. BAILES JR.4439912CAMBRIDGE LEGACY SECURITIES LLC · CRD 103722
RUSSELL CHILDS1192883CAMBRIDGE LEGACY SECURITIES, LLC · CRD 103722
KURT BALDRY1568930WORKMAN SECURITIES CORP · CRD 31898
HARODL LUSTIG816080WORKMAN SECURITIES CORP · CRD 31898
NORMA LOOFBOURROW1310725AMERICAN INVESTORS COMPANY · CRD 38
CHAO-KANG K. CARLINO1179555AMERICAN INVESTORS COMPANY · CRD 38
GERARD GLOISTEN2579962GBS FINANCIAL CORP · CRD 16906

Source: Form D, filed Oct 19, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MPF FLAGSHIP FUND 14, LLC

Investment adviser: MCM ADVISERS, LP

Gross asset value
$3.67M
Beneficial owners
85
ADV minimum commitment
$40K

Reported in Form ADV on Mar 23, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor MOSS ADAMS, LLP SAN FRANCISCO, California, United States
Custodian CHARLES SCHWAB & CO. PHOENIX, Arizona, United States Related to adviser: No
Custodian RBC CAPITAL MARKETS, LLC MINNEAPOLIS, Minnesota, United States Related to adviser: No
Custodian SUMMIT BANK SAN FRANCISCO, California, United States Related to adviser: No
Custodian US BANK NATIONAL ASSOCIATION SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

MOSS ADAMS, LLP
PCAOB 659

RBC CAPITAL MARKETS, LLC
SEC 8-45411

Filing source

Form ADV 1384345 · Mar 23, 2020 · Schedule D 7.B.(1), fund 805-4972689512

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Robert Dixon Executive
Mackenzie Patterson Fuller Executive
Glen William Fuller Executive
Paul Koslosky Executive
Jennifer Moser Executive
Charles Evans Patterson Executive
Mackenzie Patterson Fuller, Lp Executive
Charles Evans Patterson Ii Executive
Christine Simpson Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1640 School Street
Moraga, CA, 94556