Form D · Other Investment Fund

MPF Badger Acquisition Co LLC

Moraga, CA · CIK 0001386503

Offering snapshot reported Feb 22, 2011 · SEC filing

Reported sold
$1.72M
Offering amount: $10M
Investors reported
15
Form D · investor count
Minimum accepted
$10K
Reported outside-investor minimum
First sale
Dec 15, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$860K$1.72MAug 5, 2009Dec 16, 2009: $500,000.00May 18, 2010: $560,000.00Jun 1, 2010: $610,000.00Sep 22, 2010: $760,000.00Oct 1, 2010: $860,000.00Nov 2, 2010: $960,000.00Dec 22, 2010: $1,120,000.00Jan 5, 2011: $1,220,000.00Feb 16, 2011: $1,470,000.00Feb 22, 2011: $1,720,000.00Feb 22, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,470,000 → $1,720,000
  • Reported investors14 → 15

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 22, 2011Amendment$1,720,000$250,000vs Feb 16, 201115SEC filing
Feb 16, 2011Amendment$1,470,000$250,000vs Jan 5, 201114SEC filing
Jan 5, 2011Amendment$1,220,000$100,000vs Dec 22, 201012SEC filing
Dec 22, 2010Amendment$1,120,000$160,000vs Nov 2, 201011SEC filing
Nov 2, 2010Amendment$960,000$100,000vs Oct 1, 20109SEC filing
Oct 1, 2010Amendment$860,000$100,000vs Sep 22, 20108SEC filing
Sep 22, 2010Amendment$760,000$150,000vs Jun 1, 20107SEC filing
Jun 1, 2010Amendment$610,000$50,000vs May 18, 20104SEC filing
May 18, 2010Amendment$560,000$60,000vs Dec 16, 20093SEC filing
Dec 16, 2009Amendment$500,000No comparison2SEC filing
Aug 5, 2009InitialYet to sellNo comparison0SEC filing
Jan 8, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Debt
Exemptions
06
Duration over one year
Yes
Business combination
No
Sales commissions
$94.6K (estimated)
Finders' fees
$0
Form D file number
021-98777
SALES COMMISSIONS INCLUDES DUE DILIGENCE FEE

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
over five associated personsNoneCENTAURUS FINANCIAL INC · CRD 30833
NEIL E. VONFELDT2451760MHA FINANCIAL CORP · CRD 7462

Source: Form D, filed Feb 22, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MPF BADGER ACQUISITION FUND, LLC

Investment adviser: MCM ADVISERS, LP

Gross asset value
$497K
Beneficial owners
4
ADV minimum commitment
$1K

Reported in Form ADV on Mar 15, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor MOSS ADAMS, LP SAN FRANCISCO, California, United States
Custodian CHARLES SCHWAB & CO. PHOENIX, Arizona, United States Related to adviser: No
Custodian RBC CAPITAL MARKETS, LLC MINNEAPOLIS, Minnesota, United States Related to adviser: No
Custodian SUMMIT BANK SAN FRANCISCO, California, United States Related to adviser: No
Custodian US BANK NATIONAL ASSOCIATION SAN FRANCISCO, Colorado, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

MOSS ADAMS, LP
PCAOB 659

RBC CAPITAL MARKETS, LLC
SEC 8-45411

Filing source

Form ADV 1499207 · Mar 15, 2021 · Schedule D 7.B.(1), fund 805-7373333159

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Robert Dixon Executive
Glen William Fuller Executive
Paul Koslosky Executive
Jennifer Moser Executive
Charles Evans Patterson Executive
Mackenzie Patterson Fuller, Lp Executive
Charles Evans Patterson Ii Executive
Christine Simpson Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1640 School St
Moraga, CA, 94556