Form D · Other Real Estate
Mountain View Retail DST
Oak Brook, IL · CIK 0001606660
Offering snapshot reported Jun 23, 2015 · SEC filing
- Reported sold
- $13.4M Offering amount: $13.4M
- Investors reported
- 37 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Apr 30, 2014 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$12,637,215 → $13,359,693
- Reported investors35 → 37
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 23, 2015 | Amendment | $13,359,693 | $722,478vs May 21, 2015 | 37 | SEC filing |
| May 21, 2015 | Amendment | $12,637,215 | $814,246vs Apr 20, 2015 | 35 | SEC filing |
| Apr 20, 2015 | Amendment | $11,822,969 | $450,000vs Mar 18, 2015 | 31 | SEC filing |
| Mar 18, 2015 | Amendment | $11,372,969 | $3,351,568vs Oct 28, 2014 | 28 | SEC filing |
| Oct 28, 2014 | Amendment | $8,021,401 | $5,145,000vs Oct 6, 2014 | 16 | SEC filing |
| Oct 6, 2014 | Amendment | $2,876,401 | $434,607vs Aug 4, 2014 | 12 | SEC filing |
| Aug 4, 2014 | Amendment | $2,441,794 | $150,000vs Jul 22, 2014 | 10 | SEC filing |
| Jul 22, 2014 | Amendment | $2,291,794 | $467,883vs Jul 8, 2014 | 9 | SEC filing |
| Jul 8, 2014 | Amendment | $1,823,911 | $185,000vs Jun 25, 2014 | 7 | SEC filing |
| Jun 25, 2014 | Amendment | $1,638,911 | $286,942vs Jun 4, 2014 | 6 | SEC filing |
| Jun 4, 2014 | Amendment | $1,351,969 | $654,500vs May 12, 2014 | 3 | SEC filing |
| May 12, 2014 | Initial | $697,469 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $802K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-217188
Beneficial interests in Delaware Statutory Trust reflecting beneficial interests in real estate.
This response is based on the assumption that the full amount of the potential sales commissions will be earned and paid.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Inland Securities Corporation | 15807 | Inland Securities Corporation · CRD 15807 |
| Craig M. Rollins | 1896698 | DFPG Investments, Inc. · CRD 155576 |
| Alex J. Kowalski | 4495275 | Concorde Investment Services, LLC · CRD 151604 |
| Nathaniel M. Kuhn | 4624143 | Concorde Investment Services, LLC · CRD 151604 |
| Jervis L. Dicicco | 5325609 | Kovack Securities Inc. · CRD 44848 |
| Roger T. Tadsen | 1053510 | Northland Securities, Inc. · CRD 40258 |
| Gary G. Benson | 1182211 | NPB Financial Group, LLC · CRD 137743 |
| Drew F. Dedelow | 4899291 | DFPG Investments, Inc. · CRD 155576 |
| Dwight K. Kay | 5376903 | Concorde Investment Services, LLC · CRD 151604 |
| Mark S. Gopen | 2989672 | National Securities Corporation · CRD 7569 |
| Alex M. Weissman | 2568247 | National Securities Corporation · CRD 7569 |
| Darren S. Watson | 2665603 | Cambridge Investment Research, Inc. · CRD 39543 |
| Mark G. Kosanke | 2317906 | Concorde Investment Services, LLC · CRD 151604 |
| Robert A. Cannon | 2765289 | Centaurus Financial, Inc. · CRD 30833 |
| Eric A. Bicknese | 2829451 | Nationwide Planning Associates Inc. · CRD 31029 |
| Leslie A. Cannon | 5254822 | Centaurus Financial, Inc. · CRD 30833 |
| Rocco J. Scarsella | 1280846 | Cambridge Investment Research, Inc. · CRD 39543 |
| Michael A. Bendix | 5379777 | DFPG Investments, Inc. · CRD 155576 |
| Corbin S. Thomas | 4234748 | McDermott Investment Services, LLC · CRD 154926 |
| Jeffrey B. Baker | 2102752 | Vanderbilt Securities, LLC · CRD 5953 |
| Robert R. Tweed | 2339324 | Concorde Investment Services, LLC · CRD 151604 |
| David B. Levinson | 705929 | Newport Coast Securities, Inc. · CRD 16944 |
| William J. Connaker | 5853942 | Newport Coast Securities, Inc. · CRD 16944 |
| Robin T. Naylor | 1392433 | Sandlapper Securities, LLC · CRD 137906 |
| John W. Posey | 5165747 | Cambridge Investment Research, Inc. · CRD 39543 |
| Joseph A. Graziano | 2442582 | TFS Securities, Inc. · CRD 20626 |
| Joseph R. Broadbent | 3132498 | DFPG Investments, Inc. · CRD 155576 |
| Robert S. Smith | 1412333 | Concorde Investment Services, LLC · CRD 151604 |
| Leslie V. Anderton | 873403 | Wison-Davis & Co., Inc. · CRD 3777 |
| Donald M. Deans | 2870570 | Capital Investment Group, Inc. · CRD 14752 |
| Ann H. Stewart | 2388888 | Cambridge Investment Research, Inc. · CRD 39543 |
Source: Form D, filed Jun 23, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Capital Corporation Inland Private | Promoter |
| Keith Lampi | Executive |
| Retail Exchange, L.L.C. Mountain View | Promoter |
| Retail, L.L.C. Mount View | Promoter |
Issuer details
Industry: Other Real Estate (See others in industry)
Address:
2901 Butterfield Road
Oak Brook, IL, 60523
Oak Brook, IL, 60523