Form D · Other Investment Fund
Mountain Opportunity Fund I, LLC
Charlotte, NC · CIK 0001501167
Offering snapshot reported Sep 15, 2010 · SEC filing
- Reported sold
- $4M Offering amount: $15M
- Investors reported
- 6 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Sep 8, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 15, 2010 | Initial | $4,000,000 | No comparison | 6 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund, Other
- Exemptions
- 06, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-147765
Investment in an LLC through a Private Placement Memorandum
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| No Sales Compenstation is being paid | None |
Source: Form D, filed Sep 15, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Peter J. Fioretti | Executive |
| Joel Kaul | Executive |
| Kevin J. Mast | Executive |
| Management, Llc Mountain Investment | Executive |
| Arthur Nevid | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
13860 Ballantyne Corporate Place Suite 130
Charlotte, NC, 28277
Charlotte, NC, 28277