Form D · Hedge Fund

Mountain Brook Partners, LP

New York, NY · CIK 0001593818

Offering snapshot reported Dec 7, 2016 · SEC filing

Reported sold
$30.2M
Indefinite offering
Investors reported
10
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 2, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$15.1M$30.2MDec 11, 2013: $22,500,000.00Dec 11, 2013Dec 10, 2014: $27,150,619.00Dec 10, 2014Dec 8, 2015: $30,225,619.00Dec 8, 2015Dec 7, 2016: $30,225,619.00Dec 7, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 7, 2016Amendment$30,225,619$0vs Dec 8, 201510SEC filing
Dec 8, 2015Amendment$30,225,619$3,075,000vs Dec 10, 201410SEC filing
Dec 10, 2014Amendment$27,150,619$4,650,619vs Dec 11, 20137SEC filing
Dec 11, 2013Initial$22,500,000No comparison2SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-207806

Source: Form D, filed Dec 7, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MOUNTAIN BROOK PARTNERS, LP

Investment adviser: MOUNTAIN BROOK CAPITAL MANAGEMENT, LLC

Gross asset value
$45.9M
Beneficial owners
10
ADV minimum commitment
$1M

Reported in Form ADV on Mar 31, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator DEUTSCHE BANK FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG FORT WORTH, Texas, United States
Custodian BNY MELLON CAPITAL MARKETS, LLC NEW YORK, New York, United States Related to adviser: No
Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No
Prime broker JEFFERIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BNY MELLON CAPITAL MARKETS, LLC
SEC 8-35255

JEFFERIES LLC
SEC 8-15074

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Filing source

Form ADV 1004505 · Mar 31, 2016 · Schedule D 7.B.(1), fund 805-2769589681

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Llc Mountain Brook Capital Gp, Director
Nikej Shah Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
630 Fifth Avenue, Suite 2000
New York, NY, 10111