Form D · Hedge Fund
MOUNT YALE PRIVATE EQUITY OFFSHORE FUND LP
Minneapolis, MN · CIK 0001446839
Offering snapshot reported Aug 1, 2012 · SEC filing
- Reported sold
- $39.1M Indefinite offering
- Investors reported
- 34 Form D · investor count
- Minimum accepted
- $2M Reported outside-investor minimum
- First sale
- Mar 2, 2006 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 1, 2012 | Amendment | $39,085,640 | $0vs Aug 8, 2011 | 34 | SEC filing |
| Aug 8, 2011 | Initial | $39,085,640 | No comparison | 34 | SEC filing |
| Sep 24, 2010 | Amendment | $39,085,640 | -$250,000vs Sep 25, 2009 | 34 | SEC filing |
| Sep 25, 2009 | Amendment | $39,335,640 | No comparison | 36 | SEC filing |
| Sep 26, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-164062
The Issuer does not pay sales commissions or finders' fees. Sales compensation is paid by an affiliate of the Issuer.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| FSC Securities Corp. | 7461 | |
| AIG Financial Advisors, Inc. | 133763 | |
| Ameritas Investment Corp. | 14869 | |
| RBC Dain Rausher | 31194 | |
| Lincoln Financial Advisors Corp. | 3978 | |
| Fitzgibbon Toigo & Co. LLC | 122142 | |
| Octavus LLC | 41782 | |
| LPL Financial Corporation | 6413 | |
| Royal Alliance Associates, Inc. | 23131 | |
| National Financial Services, LLC | 13041 |
Source: Form D, filed Aug 1, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Greg D. Anderson | Executive |
| Roger C. Bowden | Executive |
| N/A Mount Yale Asset Management, Llc | Promoter |
| N/A Mount Yale Capital Group, Llc | Promoter |
| N/A Mount Yale International, Ltd. | Promoter |
| John L. Sabre | Executive |
| Michael J. Sabre | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Minneapolis, MN, 55437