Form D · Hedge Fund

MOUNT YALE PRIVATE EQUITY FUND, L.P.

Minneapolis, MN · CIK 0001351300

Offering snapshot reported Jul 31, 2012 · SEC filing

Reported sold
$115M
Offering amount: $250M
Investors reported
175
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Nov 15, 2005
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$57.6M$115MAug 3, 2011: $115,294,134.00Aug 3, 2011Jul 31, 2012: $115,294,134.00Jul 31, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Minimum accepted$1,000,000 → $0

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 31, 2012Amendment$115,294,134$0vs Aug 3, 2011175SEC filing
Aug 3, 2011Initial$115,294,134No comparison175SEC filing
Sep 29, 2010Amendment$115,294,134$0vs Aug 2, 2010165SEC filing
Aug 2, 2010Amendment$115,294,134$0vs Jul 31, 2009165SEC filing
Jul 31, 2009Amendment$115,294,134$500,000vs Apr 27, 2009165SEC filing
Apr 27, 2009Amendment$114,794,134No comparisonNot reportedSEC filing
Jan 20, 2006PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$4.57M (estimated)
Finders' fees
$0
Form D file number
021-163904

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
FSC Securities Corp.7461
AIG Financial Advisors133763
Ameritas Investment Corp.14869
RBC Dain Rausher31194
Linsco/Private Ledger Corp.6413
NFP Securities Inc.42046
Lincoln Financial Advisors Corp.3978
Geneos Wealth Management, Inc.120894
Cenkos Channel Islands LimitedNone
Fitzgibbon Toigo & Co, LLC122142
Sage Point Financial133763
SII Investments2225

Source: Form D, filed Jul 31, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Greg D. Anderson Executive
Roger C. Bowden Executive
N/A Mount Yale Asset Management, Llc Promoter
N/A Mount Yale Private Equity Partners, Llc Promoter
John L. Sabre Executive
Michael J. Sabre Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
8000 Norman Center Drive Suite 630
Minneapolis, MN, 55437