Form D · Other
Mount Saint Joseph Wines, LLC
Granite Bay, CA · CIK 0001654410
Offering snapshot reported Sep 30, 2015 · SEC filing
- Reported sold
- $120K Offering amount: $1M
- Investors reported
- 8 Form D · investor count
- Minimum accepted
- $5K Reported outside-investor minimum
- First sale
- Sep 13, 2015 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 30, 2015 | Initial | $120,000 | No comparison | 8 | SEC filing |
Offering details
- Securities
- Equity, Other
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-248507
Membership Units
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Joseph S. Smock | None |
Source: Form D, filed Sep 30, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Joseph S. Smock | Director |
| Peter E Story | Executive |
Issuer details
Industry: Other (See others in industry)
Address:
121 Dunbarton Ct.
Granite Bay, CA, 95746
Granite Bay, CA, 95746