Form D · Hedge Fund

Mosaic Premium Fund, Ltd.

San Juan, PR · CIK 0001604981

Offering snapshot reported Apr 8, 2014 · SEC filing

Reported sold: $3.1M
Investors reported: 4
Minimum accepted: $250K
First sale: Mar 1, 2014

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 8, 2014	Initial	$3,100,000	No comparison	4	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-215097

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Mosaic Investment Partners, Inc.	168803

Source: Form D, filed Apr 8, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MOSAIC PREMIUM FUND, LTD.

Investment adviser: MOSAIC INVESTMENT PARTNERS, INC.

Gross asset value: $4.43M
Beneficial owners: 8
ADV minimum commitment: $250K

Reported in Form ADV on Mar 13, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator PARTNERSADMIN LLC MANHATTAN BEACH, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SANDLER & COMPANY (CAYMAN) GRAND CAYMAN, Cayman Islands

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 890967 · Mar 13, 2015 · Schedule D 7.B.(1), fund 805-4984304892

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Lee Dana Weiss	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Metro Parque 7, Street 1 Suite 1
San Juan, PR, 00968