Form D · REITS and Finance
Mortgage Opportunities Finance LLC
Glendale, CA · CIK 0001798441
Offering snapshot reported Jan 27, 2020 · SEC filing
- Reported sold
- $125K Offering amount: $125K
- Investors reported
- 125 Form D · investor count
- Minimum accepted
- $1K Reported outside-investor minimum
- First sale
- Jan 16, 2020 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 27, 2020 | Initial | $125,000 | No comparison | 125 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b, 3C, 3C.5, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $6.25K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-359028
Sales commission payable to H&L Equities, LLC is 5% of total capital raised.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| H&L Equities, LLC | 113794 | |
| Scott Harrison | 4981070 | H&L Equities, LLC · CRD 113794 |
| Charles B. Harrison | 3071551 | H&L Equities, LLC · CRD 113794 |
| Patrick J. Whelchel | 5389090 | H&L Equities, LLC · CRD 113794 |
| Lori Mayfield | 4899271 | H&L Equities, LLC · CRD 113794 |
| Charles Mathes | 5980160 | H&L Equities, LLC · CRD 113794 |
Source: Form D, filed Jan 27, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Henry Chase | Executive |
| N/A Double Line Capital Lp | Executive |
| N/A Double Line Mortgage Opportunities Finance Holdings Gp, Llc | Executive |
| Earl Lariscy | Executive |
| N/A Mortgage Opportunities Finance Holdings, Lp | Promoter |
Issuer details
Industry: REITS and Finance (See others in industry)
Address:
505 N Brand Blvd, Suite 860
Glendale, CA, 91203
Glendale, CA, 91203