Form D · Other Investment Fund

Mortgage Fund IVc, LP

Coral Gables, FL · CIK 0001563608

Offering snapshot reported Sep 21, 2017 · SEC filing

Reported sold: $505M
Investors reported: 3
Minimum accepted: $0
First sale: Dec 12, 2012

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 21, 2017	Amendment	$505,000,000	$0vs Sep 21, 2016	3	SEC filing
Sep 21, 2016	Amendment	$505,000,000	$255,000,000vs Dec 19, 2012	3	SEC filing
Sep 21, 2015	Amendment	$505,000,000	$255,000,000vs Dec 19, 2012	3	SEC filing
Sep 19, 2014	Amendment	$505,000,000	$255,000,000vs Dec 19, 2012	3	SEC filing
Dec 19, 2012	Initial	$250,000,000	No comparison	2	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $1.88M
Finders' fees: $0
Form D file number: 021-188652

Lazard Freres & Co. LLC has earned the above amount and may earn additional compensation pursuant to the terms of its agreement in the future.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Lazard Freres & Co. LLC	2528

Source: Form D, filed Sep 21, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MORTGAGE FUND IVC, LP

Investment adviser: BAYVIEW ASSET MANAGEMENT, LLC

Gross asset value: $156M
Beneficial owners: 3
ADV minimum commitment: $10M

Reported in Form ADV on Feb 9, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. EDINA, Minnesota, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORNTON LLP MIAMI, Florida, United States

Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Custodian JPMORGAN CHASE BANK, N.A. HOUSTON, Texas, United States Related to adviser: No

Custodian U.S. BANK NATIONAL ASSOCIATION JACKSONVILLE, Florida, United States Related to adviser: No

Custodian WELLS FARGO BANK, N.A. COLUMBIA, Maryland, United States Related to adviser: No

Custodian WELLS FARGO SECURITIES, LLC CHARLOTTE, North Carolina, United States Related to adviser: No

Marketer LAZARD FRERES & CO. LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

GRANT THORNTON LLP
PCAOB 248

BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

WELLS FARGO BANK, N.A.
LEI KB1H1DSPRFMYMCUFXT09

WELLS FARGO SECURITIES, LLC
SEC 8-65876

LAZARD FRERES & CO. LLC
CRD 2528 · SEC 8-2595

Filing source

Form ADV 1702011 · Feb 9, 2023 · Schedule D 7.B.(1), fund 805-1602213183

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
David Ertel	Executive
Mortgage Fund Gp Ii Ic, Llc Mortgage Fund Gp Ii Ic, Llc	Executive
Mortgage Fund Gp I Vc, Llc	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Mortgage Fund Gp Ivc, Llc 4425 Ponce De Leon Boulevard, 5 Th Floor
Coral Gables, FL, 33146