Form D · Hedge Fund

Morgan Stanley Smith Barney PPIP Opportunities Fund, Ltd.

Grand Cayman, E9 · CIK 0001476441

Offering snapshot reported Nov 13, 2009 · SEC filing

Reported sold
$19.6M
Indefinite offering
Investors reported
49
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Nov 1, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$9.79M$19.6MNov 12, 2009: $19,577,000.00Nov 12, 2009Nov 13, 2009: $19,577,000.00Nov 13, 2009

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 13, 2009Amendment$19,577,000$0vs Nov 12, 200949SEC filing
Nov 12, 2009Initial$19,577,000No comparison49SEC filing

Offering details

Securities
Not reported
Exemptions
06, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$194K
Finders' fees
$0
Form D file number
021-136057
Selling agent receives placement fee and all or a portion of servicing fee from the Administrative Agent.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Morgan Stanley Smith Barney LLC149777

Source: Form D, filed Nov 13, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Douglas J. Ketterer Director
Michael P. Mc Grath Director
N/A Morgan Stanley Gwm Feeder Strategies Fund Llc Promoter
N/A Morgan Stanley Gwm Feeder Strategies Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Maples Corporate Services Limited Box 309, Ugland House
Grand Cayman, E9, KY1-1104