Form D · Other Investment Fund
MORGAN STANLEY MARK J WALSH & CO LP
New York, NY · CIK 0001229138
Offering snapshot reported Mar 10, 2010 · SEC filing
- Reported sold
- $34.3M Indefinite offering
- Investors reported
- 190 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- May 1, 2001 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 10, 2010 | Amendment | $34,284,654 | $0vs Mar 10, 2010 | 190 | SEC filing |
| Mar 10, 2010 | Amendment | $34,284,654 | $0vs Mar 9, 2010 | 190 | SEC filing |
| Mar 9, 2010 | Amendment | $34,284,654 | $1,603,227vs Mar 10, 2009 | 190 | SEC filing |
| Mar 10, 2009 | Amendment | $32,681,427 | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $68K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-54765
Issuer does not pay upfront sales commissions. Up to 42% of brokerage fees are paid to the selling agents on an ongoing basis. Current offering began prior to 3/15/2009; item 15 reflects requested info commencing from 3/1/2009.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Morgan Stanley & Co. Incorporated | 8209 |
Source: Form D, filed Mar 10, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Christian Angstadt | Executive |
| Jeremy Beal | Executive |
| Jacques Chappuis | Director |
| Walter Davis | Director, Executive |
| N/A Demeter Management Corporation | Executive |
| N/A Demeter Management Llc | Executive |
| Harry Handler | Director |
| Douglas Ketterer | Director |
| Michael Mc Grath | Director |
| Jose Morales | Director |
| Frank Zafran | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10036