Form D · Hedge Fund

Riverview Liquid Markets Fund II LP

West Conshohoken, PA · CIK 0001293728

Offering snapshot reported Mar 28, 2017 · SEC filing

Reported sold
$1.68B
Indefinite offering
Investors reported
1,100
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Jun 1, 2004
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$838M$1.68BDec 1, 2005Jun 29, 2009: $100,000,000.00Jun 29, 2010: $36,768,952.00Aug 6, 2010: $37,202,871.00Sep 13, 2011: $37,202,871.00Mar 28, 2013: $37,202,871.00Mar 27, 2014: $1,675,843,088.00Mar 27, 2015: $1,675,843,088.00Mar 28, 2016: $1,675,843,088.00Mar 28, 2017: $1,675,843,088.00Mar 28, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors1,099 → 1,100

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 28, 2017Amendment$1,675,843,088$0vs Mar 28, 20161,100SEC filing
Mar 28, 2016Amendment$1,675,843,088$0vs Mar 27, 20151,099SEC filing
Mar 27, 2015Amendment$1,675,843,088$0vs Mar 27, 20141,099SEC filing
Mar 27, 2014Amendment$1,675,843,088$1,638,640,217vs Mar 28, 20131,099SEC filing
Mar 28, 2013Amendment$37,202,871$0vs Sep 13, 2011330SEC filing
Sep 13, 2011Amendment$37,202,871$0vs Aug 6, 2010330SEC filing
Aug 6, 2010Amendment$37,202,871$433,919vs Jun 29, 2010330SEC filing
Jun 29, 2010Amendment$36,768,952-$63,231,048vs Jun 29, 2009330SEC filing
Jun 29, 2009Amendment$100,000,000No comparison327SEC filing
Dec 1, 2005PaperNot reportedNo comparisonNot reported

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$13.6M (estimated)
Finders' fees
$0
Form D file number
021-66352

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Morgan Stanley Smith Barney LLC149777
UBS Financial Services Inc.8174UBS Financial Services Inc. · CRD 8174

Source: Form D, filed Mar 28, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

RIVERVIEW LIQUID MARKETS FUND II LP

Investment adviser: MORGAN STANLEY AIP GP LP

Gross asset value
$0
Beneficial owners
0
ADV minimum commitment
$500K

Reported in Form ADV on Jul 2, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET CAYMAN TRUST COMPANY LTD GRAND CAYMAN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No
Auditor ERNST & YOUNG LLP PHILADELPHIA, Pennsylvania, United States
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

Filing source

Form ADV 1227312 · Jul 2, 2018 · Schedule D 7.B.(1), fund 805-4112202846

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jacques P. Chappuis Executive
Robin Coroniti Executive
Thomas P. Dorr Executive
Allan Fajardo Executive
Mustafa A. Jama Executive, Promoter
Noel Langlois Executive
Arthur Lev Executive
Aip Gp Lp Morgan Stanley Promoter
N/A N/A Morgan Stanley Aip Gp Lp Promoter
Investment Partners Lp Morgan Stanley Alternative Promoter
Investments Inc. Morgan Stanley Alternative Promoter
N/A N/A Morgan Stanley Alternative Investment Inc. Promoter
N/A N/A Morgan Stanley Alternative Investment Partners Lp Promoter
N/A N/A Morgan Stanley Alternative Investments Llc Promoter
Bernard V. Peterson Executive
Cory S. Pulfrey Executive
Jefrey A. Turner Executive
Jeffrey A. Turner Executive
Mark Van Der Zwan Executive, Promoter
John Wolack Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
100 Front Street Suite 400
West Conshohoken, PA, 19428