Form D · Commercial

Moody National Financial Fund II, LLC

Houston, TX · CIK 0001807524

Offering snapshot reported Feb 11, 2022 · SEC filing

Reported sold
$27.3M
Offering amount: $27.3M
Investors reported
293
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Jul 14, 2020
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$13.7M$27.3MMar 24, 2020Mar 29, 2021: $21,884,818.00Mar 29, 2021Feb 11, 2022: $27,345,000.00Feb 11, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$21,884,818 → $27,345,000
  • Reported investors239 → 293

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 11, 2022Amendment$27,345,000$5,460,182vs Mar 29, 2021293SEC filing
Mar 29, 2021Amendment$21,884,818No comparison239SEC filing
Mar 24, 2020InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$2.04M (estimated)
Finders' fees
$0
Form D file number
021-363524

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
Moody Securities, LLC148771
Rodney Bahy Ibrahim4358176Aegis Capital Corp. · CRD 15007
Assen Alexandrov Kuklin6241473DEMPSEY LORD SMITH, LLC · CRD 141238
James Parry1877092Arkadios Capital · CRD 282710
Jeffrey Charles Paladini4341198BD4RIA, Inc. · CRD 290240
Nicholas L. Gerber5704569BD4RIA, Inc. · CRD 290240
Center Street Securities, Inc.26898
Lanny Ray Howarter813591Crown Capital Securities, L.P. · CRD 6312
Lauren Skidmore Ivester5001776Dempsey Lord Smith, LLC · CRD 141238
Tim Couch4073942Dempsey Lord Smith, LLC · CRD 141238
Bo Wang2394019Landolt Securities, Inc. · CRD 28352
Donald T. McKiernan1305965Landolt Securities, Inc. · CRD 28352
Trawnegan Gall6266415Wealthforge Securities, LLC · CRD 152550
Centaurus Financial, Inc.30833
Concorde Investment Services, LLC151604
JOEL T. BARJENBRUCH5295640D.H. HILL SECURITIES, LLLP · CRD 41528

Source: Form D, filed Feb 11, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Brett C Moody Executive
Moody Financial Fund Ii Manager Sm, Llc Moody Financial Fund Ii Manager Sm, Llc Promoter
N/A Moody Financial Fund Ii Manager Sm, Llc Promoter
Moody Financial Fund Manager Ii, Llc Moody Financial Fund Manager Ii, Llc Promoter
N/A C Moody Financial Fund Manager Ii, Llc Promoter

Issuer details

Industry: Commercial (See others in industry)

Address:
9655 Katy Freeway, Suite 600
Houston, TX, 77024