Form D · Commercial

Moody ELM AL North Austin DST

Houston, TX · CIK 0001934270

Offering snapshot reported Mar 9, 2023 · SEC filing

Reported sold
$50.4M
Offering amount: $50.4M
Investors reported
94
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Jul 7, 2022
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 94

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 9, 2023Amendment$50,400,000No comparison94SEC filing
Jul 18, 2022AmendmentYet to sellNo comparison0SEC filing
Jun 16, 2022InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$3.99M (estimated)
Finders' fees
$0
Form D file number
021-449482

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Moody Securities, LLC148771
David Levinson705929American Trust Investment Services, Inc. · CRD 3001
Ivan West4921015American Trust Investment Services, Inc. · CRD 3001
Arkadios Capital282710
Roger Bowlin1905652Aurora Securities · CRD 46147
David John Segarra4482059Centaurus Financial, Inc. · CRD 30833
Apryl Waldman4653460Centaurus Financial, Inc. · CRD 30833
Kate King4654157Centaurus Financial, Inc. · CRD 30833
Concorde Investment Services, LLC151604
Gregory Schmidlin4613478Crown Capital Securities, LP · CRD 6312
Christina Nielson4866971DAI Securities, LLC · CRD 36673
Nicholson Garrett7079780DAI Securities, LLC · CRD 36673
Nathaniel Michael Kuhn4624143DAI Securities, LLC · CRD 36673
Emerson Equity LLC130032
Keegan De Silva7227138Great Point Capital LLC · CRD 114203
Mark Herding2239357Harbour Investments, Inc. · CRD 19258
Amr Tenney5506866Realized Financial, Inc./Thornhill Securities Inc. · CRD 22333
Trawnegan Gall6266415Wealthforge Securities, LLC · CRD 152550
John Harvey4227692Wealthforge Securities, LLC · CRD 152550
Gary L. Leavitt712745American Trust Investment Services, Inc. · CRD 3001
Randolph Barmache4607939American Trust Investment Services, Inc. · CRD 3001
Edward Eric Fernandez2956661Capulent LLC · CRD 155155
Odin C. Helgerson2154583Crown Capital Securities, LP · CRD 6312
Ran Fuchs5593133IDB Capital Corp · CRD 106032
Alfred J. DiNicola, Jr.1305518MSC-BD, LLC · CRD 142927
Bradford Watt2565438Patrick Capital Markets, LLC · CRD 16518
Jacob Adams4975889Realized Financial, Inc./Thornhill Securities Inc. · CRD 22333
David John Funes5467419Realized Financial, Inc./Thornhill Securities Inc. · CRD 22333
Robert Clayton Schmidt6920482Realized Financial, Inc./Thornhill Securities Inc. · CRD 22333
Peter Roberts6982848Wealthforge Securities, LLC · CRD 152550
Preston Charlton2135631Wealthforge Securities, LLC · CRD 152550
Michael R Frager1230622Willow Cove Investment Group, Inc. · CRD 107824

Source: Form D, filed Mar 9, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Brett C. Moody Executive
N/A Moody Elm North Austin Am, Llc Promoter
N/A Moody Elm North Austin Depositor, Llc Promoter
N/A Moody National Dst Sponsor, Llc Promoter

Issuer details

Industry: Commercial (See others in industry)

Address:
9655 Katy Freeway, Suite 600
Houston, TX, 77024