Form D · Commercial
Moody CY Waterbury DST
Houston, TX · CIK 0001912186
Offering snapshot reported Aug 12, 2022 · SEC filing
- Reported sold
- $29.2M Offering amount: $29.2M
- Investors reported
- 36 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Mar 1, 2022 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 36
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 12, 2022 | Amendment | $29,160,000 | No comparison | 36 | SEC filing |
| Feb 22, 2022 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $2.31M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-434322
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Moody Securities, LLC | 148771 | |
| David Levinson | 705929 | American Trust Investments Services, Inc · CRD 3001 |
| Ivan West | 4921015 | American Trust Investments Services, Inc · CRD 3001 |
| James Parry | 1877092 | Arkadios Capital · CRD 282710 |
| Jonathan Keller | 4344114 | Arkadios Capital · CRD 282710 |
| Ronald York | 4308987 | Arkadios Capital · CRD 282710 |
| W. Louis Herford | 2066018 | Arkadios Capital · CRD 282710 |
| Roger Bowlin | 1905652 | Aurora Securities · CRD 46147 |
| James V. Peters | 2667777 | Centaurus Financial Inc. · CRD 30833 |
| Philip A. Board | 2290520 | Centaurus Financial Inc. · CRD 30833 |
| Terry Gertge | 2956582 | Centaurus Financial Inc. · CRD 30833 |
| Concorde Investment Services, LLC | 151604 | |
| Harmony M. Russo | 5294771 | Crown Capital Securities, LP · CRD 6312 |
| Jonathan R Creighton | 1495897 | DAI Securities, LLC · CRD 36673 |
| Michael Edward O'Toole | 6336251 | DAI Securities, LLC · CRD 36673 |
| Nathaniel Michael Kuhn | 4624143 | DAI Securities, LLC · CRD 36673 |
| Adam Shipley | 6482848 | Emerson Equity LLC · CRD 130032 |
| Benjamin Carmona | 5120428 | Emerson Equity LLC · CRD 130032 |
| John Paul Ledesma | 2379751 | Emerson Equity LLC · CRD 130032 |
| Peter Chernin | 6787497 | Great Point Capital LLC · CRD 114203 |
| Robert L. Boggess | 5007422 | Great Point Capital LLC · CRD 114203 |
| Mark Herding | 2239357 | Harbour Investments · CRD 19258 |
| Karen Templeton | 6461480 | Innovation Partners LLC · CRD 146344 |
| Amr Tenney | 5506866 | Thornhill Securities Inc. · CRD 22333 |
| Robert Johnson | 4318220 | Thornhill Securities Inc. · CRD 22333 |
| David Kangas | 6591398 | Wealthforge Securities, LLC · CRD 152550 |
| Trawnegan Gall | 6266415 | Wealthforge Securities, LLC · CRD 152550 |
| John Harvey | 4227692 | Wealthforge Securities, LLC · CRD 152550 |
Source: Form D, filed Aug 12, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Brett C Moody | Executive |
| N/A Moody National Dst Sponsor, Llc | Promoter |
| N/A Moody Waterbury Am, Llc | Promoter |
| N/A Moody Waterbury Depositor, Llc | Promoter |
Issuer details
Industry: Commercial (See others in industry)
Address:
9655 Katy Freeway, Suite 600
Houston, TX, 77024
Houston, TX, 77024