Form D · Environmental Services
Montrose Environmental Group, Inc.
Irvine, CA · CIK 0001643615
Offering snapshot reported Jun 10, 2015 · SEC filing
- Reported sold
- $23.6M Offering amount: $40M
- Investors reported
- 67 Form D · investor count
- Minimum accepted
- $133K Reported outside-investor minimum
- First sale
- May 22, 2015 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 10, 2015 | Amendment | $23,618,031 | $0vs Jun 8, 2015 | 67 | SEC filing |
| Jun 8, 2015 | Initial | $23,618,031 | No comparison | 67 | SEC filing |
Offering details
- Securities
- Equity, Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-241302
Offer is for units consisting of one share of convertible preferred stock at $429.70/share and a commitment to purchase $143.23 of subordinated debt. Total amount sold is only with respect to the shares of convertible preferred stock that have been sold.
Issuer will pay 5.0% of the gross proceeds from the offering in common stock of the issuer to the placement agent. Excludes $123,000 in fee reimbursements.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| N/A | None | Broadband Capital Management LLC · CRD 48001 |
Source: Form D, filed Jun 10, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Nasym Afsari | Executive |
| J. Miguel Fernandez De Castro | Director |
| Richard E. Perlman | Director |
| Nina Prasad | Director, Executive |
| James K. Price | Director |
| Jose Revuelta | Executive |
| Darren Schmidt | Executive |
| Yvonne Senouci | Executive |
| Craig Thiry | Executive |
| Jeremiah Yu | Director, Executive |
Issuer details
Industry: Environmental Services (See others in industry)
Address:Irvine, CA, 92614