Form D · Private Equity Fund

Monticello Provider Funding I, LLC

New York, NY · CIK 0001707070

Offering snapshot reported May 24, 2017 · SEC filing

Reported sold: $4M
Investors reported: 16
Minimum accepted: $100K
First sale: May 9, 2017

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 24, 2017	Initial	$4,000,000	No comparison	16	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $2.3K (estimated)
Form D file number: 021-287366

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
N/A	None	J. Alden Associates, Inc. · CRD 40002

Source: Form D, filed May 24, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MONTICELLO PROVIDER FUNDING I, LLC

Investment adviser: MONTICELLOAM, LLC

Gross asset value: $0
Beneficial owners: 0
ADV minimum commitment: $0

Reported in Form ADV on Jan 7, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CORTLAND CAPITAL MARKET SERVICES CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO USA, LLP NEW YORK, New York, United States

Custodian BANK HAPOALIM NEW YORK, New York, United States Related to adviser: No

Custodian STERLING NATIONAL BANK MONTEBELLO, New York, United States Related to adviser: No

Marketer AVALON SECURITIES, LTD. NEW YORK, New York, United States Related to adviser: No

Marketer J. ALDEN ASSOCIATES, INC. JENKINTOWN, Pennsylvania, United States Related to adviser: No

Marketer PROVEN PARTNERS INVESTMENT ADVISORS LLC WEST ORANGE, New Jersey, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

BDO USA, LLP
PCAOB 243

AVALON SECURITIES, LTD.
CRD 30522 · SEC 8-44993

J. ALDEN ASSOCIATES, INC.
CRD 40002 · SEC 8-48938

PROVEN PARTNERS INVESTMENT ADVISORS LLC
CRD 170633 · SEC 801-79796

Filing source

Form ADV 1366550 · Jan 7, 2020 · Schedule D 7.B.(1), fund 805-8293763595

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Kl2 Partners, Llc	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

655 Third Avenue, 21 St Floor
New York, NY, 10017