Form D · Private Equity Fund

Monticello Funding BTH-53 Mezz LLC

New York, NY · CIK 0001899858

Offering snapshot reported Dec 17, 2021 · SEC filing

Reported sold
$3.5M
Offering amount: $3.5M
Investors reported
30
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Dec 7, 2021
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 17, 2021Initial$3,500,000No comparison30SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-425490

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
N/ANoneJ. Alden Associates, Inc. · CRD 40002

Source: Form D, filed Dec 17, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MONTICELLO FUNDING BTH-53 MEZZ, LLC

Investment adviser: MONTICELLOAM, LLC

Gross asset value
$0
Beneficial owners
0
ADV minimum commitment
$25K

Reported in Form ADV on Aug 14, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HARMONIC FUND SERVICES GEORGETOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands
Custodian WEBSTER BANK N.A. WATERBURY, Connecticut, United States Related to adviser: No
Marketer J. ALDEN ASSOCIATES, INC. JENKINTOWN, Pennsylvania, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSECOOPERS
PCAOB 1266

WEBSTER BANK N.A.
LEI WV0OVGBTLUP1XIUJE722

J. ALDEN ASSOCIATES, INC.
CRD 40002 · SEC 8-48938

Filing source

Form ADV 1780781 · Aug 14, 2023 · Schedule D 7.B.(1), fund 805-1798860561

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A N/A Kl2 Partners, Llc Director
Thomas Lally Director
Alan Litt Director
Jonathan Litt Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
600 Third Avenue 21 Fl
New York, NY, 10016