Form D · Private Equity Fund

Monticello Funding BTH-41, LLC

New York, NY · CIK 0001808271

Offering snapshot reported Apr 2, 2020 · SEC filing

Reported sold: $5.52M
Investors reported: 4
Minimum accepted: $25K
First sale: Mar 9, 2020

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 2, 2020	Initial	$5,521,053	No comparison	4	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-364198

Source: Form D, filed Apr 2, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MONTICELLO FUNDING BTH-41, LLC

Investment adviser: MONTICELLOAM, LLC

Gross asset value: $0
Beneficial owners: 0
ADV minimum commitment: $25K

Reported in Form ADV on Nov 4, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HARMONIC FUND SERVICES GEORGETOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands

Custodian TMI TRUST COMPANY FORT WORTH, Texas, United States Related to adviser: No

Custodian WEBSTER BANK N.A. MONTEBELLO, New York, United States Related to adviser: No

Marketer J. ALDEN ASSOCIATES, INC. JENKINTOWN, Pennsylvania, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS
PCAOB 1266

WEBSTER BANK N.A.
LEI WV0OVGBTLUP1XIUJE722

J. ALDEN ASSOCIATES, INC.
CRD 40002 · SEC 8-48938

Filing source

Form ADV 1686331 · Nov 4, 2022 · Schedule D 7.B.(1), fund 805-7996225899

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Monticello Funding BTH-13, LLC	Aug 15, 2018	$5,900,000	21
MONTICELLO FUNDING BTH- 26, LLC	Feb 13, 2019	$980,000	2
Monticello Funding BTH-34, LLC	Jan 27, 2020	$9,890,000	42
Monticello Funding BTH-41, LLC (this fund)	Apr 2, 2020	$5,521,053	4
Monticello Funding BTH-48, LLC	Jul 22, 2021	$8,789,474	Not reported

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Kl2 Partners, Llc	Director
Thomas Lally	Director
Alan Litt	Director
Jonathan Litt	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

600 Third Avenue 21 St Floor
New York, NY, 10016