Form D · Private Equity Fund

MONTICELLO CAPITAL PARTNERS, LLC

New York, NY · CIK 0001634705

Offering snapshot reported Feb 27, 2015 · SEC filing

Reported sold: $9.9M
Investors reported: 2
Minimum accepted: $250K
First sale: Oct 14, 2014

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 27, 2015	Initial	$9,900,000	No comparison	2	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-234927

Sales compensation recipients

Scroll to see all columns →

Recipient	CRD	Associated broker-dealer
N/A	None	Roseview Securities LLC · CRD 133789

Source: Form D, filed Feb 27, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MONTICELLO CAPITAL PARTNERS, LLC

Investment adviser: MONTICELLOAM, LLC

Gross asset value: $9.84M
Beneficial owners: 2
ADV minimum commitment: $250K

Reported in Form ADV on Sep 30, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator WELLS FARGO GLOBAL FUND SERVICES EDINA, Minnesota, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP NEW YORK, New York, United States

Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No

Marketer ROSEVIEW SECURITIES, LLC BOSTON, Massachusetts, United States Related to adviser: No

Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

J.P. MORGAN CLEARING CORP.
SEC 8-43724

ROSEVIEW SECURITIES, LLC
CRD 133789 · SEC 8-66775

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Filing source

Form ADV 949226 · Sep 30, 2015 · Schedule D 7.B.(1), fund 805-1578619784

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Kl2 Partners, Llc	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

655 Third Avenue 21 St Floor
New York, NY, 10017