Form D · Private Equity Fund

Monticello BC Funding, LLC

New York, NY · CIK 0001726107

Offering snapshot reported Dec 29, 2017 · SEC filing

Reported sold: $5.91M
Investors reported: 19
Minimum accepted: $100K
First sale: Dec 19, 2017

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 29, 2017	Initial	$5,912,500	No comparison	19	SEC filing

Offering details

Securities: Equity, Debt, Pooled investment fund
Exemptions: 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-301978

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
J Alden Associates, Inc.	40002

Source: Form D, filed Dec 29, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MONTICELLO BC FUNDING, LLC

Investment adviser: MONTICELLOAM, LLC

Gross asset value: $0
Beneficial owners: 0
ADV minimum commitment: $25K

Reported in Form ADV on May 7, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CORTLAND CAPITAL MARKET SERVICES CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands

Custodian STERLING NATIONAL BANK NEW YORK, New York, United States Related to adviser: No

Custodian WILMINGTON TRUST, NATIONAL ASSOCIATION WILMINGTON, Delaware, United States Related to adviser: No

Marketer J. ALDEN ASSOCIATES, INC. JENKINTOWN, Pennsylvania, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS
PCAOB 1266

J. ALDEN ASSOCIATES, INC.
CRD 40002 · SEC 8-48938

Filing source

Form ADV 1421192 · May 7, 2020 · Schedule D 7.B.(1), fund 805-9123071727

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Kl2 Partners Llc	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

655 Third Avenue 21 St Floor
New York, NY, 10017