Form D · Hedge Fund

Monterey Investors LLC

San Francisco, CA · CIK 0001497580

Offering snapshot reported Mar 9, 2015 · SEC filing

Reported sold
$361M
Indefinite offering
Investors reported
8
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Apr 1, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$181M$362MAug 3, 2010: $256,030,000.00Aug 3, 2010Mar 15, 2011: $306,000,000.00Mar 8, 2012: $347,219,362.00Mar 8, 2012Mar 7, 2013: $362,219,362.00Mar 7, 2013Mar 7, 2014: $361,380,000.00Mar 7, 2014Mar 9, 2015: $361,380,000.00Mar 9, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 9, 2015Amendment$361,380,000$0vs Mar 7, 20148SEC filing
Mar 7, 2014Amendment$361,380,000-$839,362vs Mar 7, 20138SEC filing
Mar 7, 2013Amendment$362,219,362$15,000,000vs Mar 8, 20127SEC filing
Mar 8, 2012Amendment$347,219,362$41,219,362vs Mar 15, 20117SEC filing
Mar 15, 2011Amendment$306,000,000$49,970,000vs Aug 3, 20106SEC filing
Aug 3, 2010Initial$256,030,000No comparison7SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-145849

Source: Form D, filed Mar 9, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MONTEREY INVESTORS LLC

Investment adviser: MONTEREY MANAGEMENT GROUP LP

Gross asset value
$414M
Beneficial owners
6
ADV minimum commitment
$1M

Reported in Form ADV on Jun 12, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BDO USA LLP NEW YORK, New York, United States
Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

Filing source

Form ADV 928511 · Jun 12, 2015 · Schedule D 7.B.(1), fund 805-3167054652

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Laura Baxter Simons Executive
Alex Magaro Executive
Mark Mindich Executive
Nathaniel Simons Executive
David Zierk Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Pier 5, The Embarcadero Suite 101
San Francisco, CA, 94111