Form D · Other
Onpharma Inc.
Los Gatos, CA · CIK 0001472974
Offering snapshot reported Jul 22, 2011 · SEC filing
- Reported sold
- $2.12M Offering amount: $9.24M
- Investors reported
- 43 Form D · investor count
- Minimum accepted
- $1 Reported outside-investor minimum
- First sale
- Nov 19, 2010 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$324,997 → $2,121,405
- Reported investors9 → 43
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 22, 2011 | Amendment | $2,121,405 | $1,796,408vs Nov 23, 2010 | 43 | SEC filing |
| Nov 23, 2010 | Initial | $324,997 | No comparison | 9 | SEC filing |
| Jun 16, 2010 | Amendment | $5,584,041 | $3,037,982vs Dec 10, 2009 | 145 | SEC filing |
| Dec 10, 2009 | Initial | $2,546,059 | No comparison | 67 | SEC filing |
| Sep 30, 2009 | Initial | $275,000 | No comparison | 9 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $13.9K
- Finders' fees
- $0
- Form D file number
- 021-150937
Total Offering Amount $9,243,200.00 Total Amount Sold $2,121,405.68 Total Remaining to be Sold $7,121,794.32
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Patrick Capital Markets, LLC | 16518 | Patrick Capital Markets, LLC · CRD 16518 |
Source: Form D, filed Jul 22, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Michael Falkel | Director, Executive |
| Michael Parsons | Executive |
| Michael Rose | Director |
| Matt Stepovich | Director, Executive |
| Matthew Stepovich | Director, Executive |
Issuer details
Industry: Other (See others in industry)
Address:
200 S Santa Cruz Ave Suite 100
Los Gatos, CA, 95030
Los Gatos, CA, 95030