Form D · Other Investment Fund

Moneda Latin American Small Caps Fund (Cayman) Ltd.

George Town, E9 · CIK 0001542486

Offering snapshot reported Jul 18, 2017 · SEC filing

Reported sold
$41.7M
Indefinite offering
Investors reported
30
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Dec 17, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$20.9M$41.7MJul 17, 2015: $37,122,879.00Jul 17, 2015Jul 18, 2016: $41,372,879.00Jul 18, 2016Jul 18, 2017: $41,747,879.00Jul 18, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$41,372,879 → $41,747,879
  • Reported investors29 → 30

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 18, 2017Amendment$41,747,879$375,000vs Jul 18, 201630SEC filing
Jul 18, 2016Amendment$41,372,879$4,250,000vs Jul 17, 201529SEC filing
Jul 17, 2015Initial$37,122,879No comparison29SEC filing
Jul 18, 2014Amendment$11,936,585$0vs Mar 28, 201310SEC filing
Mar 28, 2013Amendment$11,936,585$2,741,585vs Mar 28, 201210SEC filing
Mar 28, 2012Initial$9,195,000No comparison19SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-244008

Source: Form D, filed Jul 18, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MONEDA LATIN AMERICAN SMALL CAPS FUND (CAYMAN), LTD.

Investment adviser: MONEDA USA, INC.

Gross asset value
$0
Beneficial owners
0
ADV minimum commitment
$100K

Reported in Form ADV on Nov 6, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MUFG FUND SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG CAYMAN GRAND CAYMAN, Cayman Islands
Custodian BANCO DE CHILE SANTIAGO, Chile Related to adviser: No
Custodian BNP PARIBAS ESPAÑA, S.A. MADRID, Spain Related to adviser: No
Custodian J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States Related to adviser: No
Prime broker J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG CAYMAN
PCAOB 1323

J.P. MORGAN CLEARING CORP.
SEC 8-43724

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Filing source

Form ADV 1247258 · Nov 6, 2018 · Schedule D 7.B.(1), fund 805-7473494561

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Evan Burtton Director
Scott Dakers Director
Juan Luis Rivera Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
2nd Floor, Strathvale House 90 North Church Street, Po Box 609
George Town, E9, KY1-1107