Form D · Other Real Estate

Modesto Retail Center DST

Oak Brook, IL · CIK 0001606843

Offering snapshot reported May 21, 2015 · SEC filing

Reported sold
$22.9M
Offering amount: $23.3M
Investors reported
79
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Apr 30, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$11.5M$22.9MMay 12, 2014: $343,336.00May 12, 2014Jun 4, 2014: $1,066,245.00Jul 22, 2014: $2,599,419.00Aug 1, 2014: $3,248,418.00Sep 23, 2014: $3,818,012.00Jan 8, 2015: $11,625,083.00Mar 26, 2015: $16,745,562.00Apr 9, 2015: $20,165,468.00May 11, 2015: $22,848,996.00May 21, 2015: $22,948,996.00May 21, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$22,848,996 → $22,948,996
  • Reported investors78 → 79

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 21, 2015Amendment$22,948,996$100,000vs May 11, 201579SEC filing
May 11, 2015Amendment$22,848,996$2,683,528vs Apr 9, 201578SEC filing
Apr 9, 2015Amendment$20,165,468$3,419,906vs Mar 26, 201571SEC filing
Mar 26, 2015Amendment$16,745,562$5,120,479vs Jan 8, 201560SEC filing
Jan 8, 2015Amendment$11,625,083$7,807,071vs Sep 23, 201447SEC filing
Sep 23, 2014Amendment$3,818,012$569,594vs Aug 1, 201423SEC filing
Aug 1, 2014Amendment$3,248,418$648,999vs Jul 22, 201418SEC filing
Jul 22, 2014Amendment$2,599,419$1,533,174vs Jun 4, 201415SEC filing
Jun 4, 2014Amendment$1,066,245$722,909vs May 12, 20146SEC filing
May 12, 2014Initial$343,336No comparison2SEC filing

Offering details

Securities
Other
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$1.41M (estimated)
Finders' fees
$0
Form D file number
021-217180
Beneficial interests in Delaware Statutory Trust reflecting beneficial interests in real estate.
This response is based on the assumption that the full amount of the potential sales commissions will be earned and paid.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Inland Securities Corporation15807Inland Securities Corporation · CRD 15807
Christina S. Nielson4866971Primex · CRD 29394
Michael Packman2518120Financial West Group · CRD 16668
Eric R. Heckman2220911
Peter D. Fisher1259923Investacorp, Inc. · CRD 7684
Robert R. Tweed2339324Concorde Investment Services, LLC · CRD 151604
Keith R. Gunther1533552Crown Capital Securities, L.P. · CRD 6312
Norman G. Price2406981RP Capital LLC · CRD 134768
John W. Goff1919761Investacorp, Inc. · CRD 7684
Lanny R. Howarter813591Crown Capital Securities, L.P. · CRD 6312
Brian E. Kampbell4211321Voya Financial Advisors, Inc. · CRD 2882
Rocco A. Cortese4681807Concorde Investment Services, LLC · CRD 151604
Thomas Boaks, II719361Michigan Securities, Inc. · CRD 101600
Kevin P. Fitzgerald1754938Investacorp, Inc. · CRD 7684
Robert J. Binkele2393598J.P. Turner & Company, L.L.C. · CRD 43177
Carl F. Worden, III3130121J.P. Turner & Company, L.L.C. · CRD 43177
Daniel P. Raupp4079107J.P. Turner & Company, L.L.C. · CRD 43177
Eric S. Scaff5281210Concorde Investment Services, LLC · CRD 151604
Patrick R. Conway1337831Investacorp, Inc. · CRD 7684
Jeffrey J. McKay818303Voya Financial Advisors, Inc. · CRD 2882
Donald S. Meredith1867703Concorde Investment Services, LLC · CRD 151604
Timothy J. Sherer833618J.P. Turner & Company, L.L.C. · CRD 43177
Gary G. Benson1182211NPB Financial Group, LLC · CRD 137743
Jeffrey A. Kiesnoski2688017J.P. Turner & Company, L.L.C. · CRD 43177
Dwight K. Kay5376903Concorde Investment Services, LLC · CRD 151604
John J. Lewis1778039Questar Capital Corporation · CRD 43100
Robert B. Joki260759Voya Financial Advisors, Inc. · CRD 2882
John M. Donnelly4838854Transamerica Financial Advisors, Inc. · CRD 16164
Hal P. Masover1621251Financial West Group · CRD 16668
Larry R. Law1273118JRL Capital Corporation · CRD 10225
Ryan J. Sherer5952617SCF Securities, Inc. · CRD 47275
Trawnegan Gall6266415Sandlapper Securities, LLC · CRD 137906
Joseph A. Graziano2442582TFS Securities, Inc. · CRD 20626
Scott D. Offerman4619093Concorde Investment Services, LLC · CRD 151604
Gary E. Conley52159American Investors Company · CRD 38
Thomas D. Sanders1280319Cambridge Investment Research, Inc. · CRD 1280319
Jeffrey F. Bigler1850797Transamerica Financial Advisors, Inc. · CRD 16164
Robert S. Smith1412333Concorde Investment Services, LLC · CRD 151604
Joseph G. Michaletz1327534Triad Advisors, Inc. · CRD 25803
Francis R. Bowen872513Winslow, Evans & Crocker, Inc. · CRD 29686
Jeffrey M. Warren5616071Crown Capital Securities, L.P. · CRD 6312
Jon Paul Cirelli4729737J.P. Turner & Company, L.L.C. · CRD 43177
Curtis H. Smiley4443310Primex · CRD 29394
William J. Bugdon5720121Investacorp, Inc. · CRD 7684
Richard P. Eckstein1059796Transamerica Financial Advisors, Inc. · CRD 16164
David B. Levinson705929Newport Coast Securities, Inc. · CRD 16944

Source: Form D, filed May 21, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Capital Corporation Inland Private Promoter
Center, L.L.C. Modesto Retail Promoter
Center Exchange, L.L.C. Modesto Retail Promoter

Issuer details

Industry: Other Real Estate (See others in industry)

Address:
2901 Butterfield Road
Oak Brook, IL, 60523