Form D · Commercial Banking

Modern Financial Inc.

New York, NY · CIK 0001528070

Offering snapshot reported Sep 24, 2018 · SEC filing

Reported sold
$20M
Offering amount: $20M
Investors reported
5
Form D · investor count
Minimum accepted
$1K
Reported outside-investor minimum
First sale
Sep 10, 2018
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 24, 2018Initial$20,000,000No comparison5SEC filing
May 2, 2013Initial$13,404,272No comparison26SEC filing
Aug 29, 2011Initial$2,000,000No comparison21SEC filing

Offering details

Securities
Debt
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$375K
Finders' fees
$0
Form D file number
021-322020

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Keefe, Bruyette & Woods, Inc.481

Source: Form D, filed Sep 24, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Kevin Anderson Executive
Anthony Burke Director
Mitchell Caplan Director
David House Director
Jeffrey Lane Director
Leonard Lieberman Director
Jonathan Linen Director
Curt Lueker Executive
Vera Mc Vey Executive
Tedesco Michael Executive
Stefan Reyniak Director, Executive
Steven Sabatini Executive
Bippy Siegal Director
Valerie Swaya Executive
Michael Tedesco Executive
Jonathan Weinberg Executive

Issuer details

Industry: Commercial Banking (See others in industry)

Address:
654 Madison Avenue, 12th Floor
New York, NY, 10065