Form D · Other Banking and Financial Services
MMLISI FINANCIAL ALLIANCES LLC
Springfield, MA · CIK 0001456663
This view uses the 100 most recent filings and may show only part of an offering's history. Complete filing history at the SEC.
Offering snapshot reported Mar 24, 2016 · SEC filing
- Reported sold
- $2.5K Offering amount: $2.5K
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $2.5K Reported outside-investor minimum
- First sale
- Mar 14, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 24, 2016 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Feb 18, 2016 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Dec 11, 2015 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Sep 2, 2015 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Aug 14, 2015 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Aug 14, 2015 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Jul 23, 2015 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Jul 23, 2015 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Jun 26, 2015 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Jun 15, 2015 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Mar 3, 2015 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Feb 23, 2015 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Dec 24, 2014 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Dec 24, 2014 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Dec 9, 2014 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Oct 23, 2014 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Aug 26, 2014 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Aug 18, 2014 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Aug 12, 2014 | Initial | $2,500 | No comparison | 0 | SEC filing |
| Aug 12, 2014 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Jul 11, 2014 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Jul 3, 2014 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Jun 13, 2014 | Initial | $2,500 | No comparison | 1 | SEC filing |
| May 27, 2014 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Oct 11, 2013 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Jul 11, 2013 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Jul 10, 2013 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Jul 9, 2013 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Jun 27, 2013 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Jun 12, 2013 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Jun 12, 2013 | Initial | $2,500 | No comparison | 1 | SEC filing |
| May 30, 2013 | Initial | $2,500 | No comparison | 1 | SEC filing |
| May 22, 2013 | Initial | $2,500 | No comparison | 1 | SEC filing |
| May 22, 2013 | Initial | $2,500 | No comparison | 1 | SEC filing |
| May 20, 2013 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Apr 30, 2013 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Apr 19, 2013 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Apr 18, 2013 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Apr 18, 2013 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Apr 16, 2013 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Apr 10, 2013 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Mar 27, 2013 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Mar 26, 2013 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Mar 25, 2013 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Mar 25, 2013 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Mar 25, 2013 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Feb 14, 2013 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Jan 31, 2013 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Jan 25, 2013 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Jan 17, 2013 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Jan 3, 2013 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Dec 20, 2012 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Dec 20, 2012 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Dec 18, 2012 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Dec 14, 2012 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Dec 14, 2012 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Nov 27, 2012 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Nov 13, 2012 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Nov 7, 2012 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Oct 17, 2012 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Oct 1, 2012 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Sep 11, 2012 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Aug 27, 2012 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Aug 23, 2012 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Aug 23, 2012 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Aug 21, 2012 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Aug 20, 2012 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Aug 10, 2012 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Aug 6, 2012 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Aug 6, 2012 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Jul 27, 2012 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Jun 28, 2012 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Jun 28, 2012 | Initial | $2,500 | No comparison | 1 | SEC filing |
| May 22, 2012 | Initial | $2,500 | No comparison | 1 | SEC filing |
| May 22, 2012 | Initial | $2,500 | No comparison | 1 | SEC filing |
| May 3, 2012 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Apr 24, 2012 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Apr 17, 2012 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Apr 4, 2012 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Apr 4, 2012 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Mar 22, 2012 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Mar 14, 2012 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Mar 2, 2012 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Mar 2, 2012 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Feb 16, 2012 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Feb 8, 2012 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Feb 7, 2012 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Jan 19, 2012 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Jan 4, 2012 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Jan 4, 2012 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Dec 16, 2011 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Dec 5, 2011 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Oct 24, 2011 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Oct 19, 2011 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Oct 18, 2011 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Sep 15, 2011 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Sep 13, 2011 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Sep 6, 2011 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Sep 6, 2011 | Initial | $2,500 | No comparison | 1 | SEC filing |
| Aug 25, 2011 | Initial | $2,500 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity, Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-259964
MMLISI Financial Alliances, LLC Series A763 Membership Interest
Source: Form D, filed Mar 24, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Cindy Andrade | Executive |
| John Carlson | Director |
| Nathan Hall | Executive |
| Lise Hicks | Director |
| Peter Lahaie | Director, Executive |
| William H. Mc Cauley, Jr. | Executive |
| William Monroe | Executive |
| Diana Perlman | Executive |
| Burvin P. Pugh | Director |
| Scott Rich | Director |
| John Rogan | Director |
| Robert S. Rosenthal | Executive |
| Jeffrey M. Sajdak | Director |
| Susan Scanlon | Executive |
| John A. Vaccaro | Director |
| Edward Youmell | Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
1295 State Street
Springfield, MA, 01111-0001
Springfield, MA, 01111-0001