Form D · Hedge Fund

MMI INVESTMENTS, L.P.

New York, NY · CIK 0001089447

Offering snapshot reported Apr 18, 2011 · SEC filing

Reported sold
$337M
Indefinite offering
Investors reported
55
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Nov 1, 2003
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$168M$337MMar 16, 2009: $330,351,240.00Mar 16, 2009Mar 9, 2010: $334,717,356.00Mar 9, 2010Apr 18, 2011: $336,812,356.00Apr 18, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$334,717,356 → $336,812,356
  • Reported investors54 → 55

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 18, 2011Amendment$336,812,356$2,095,000vs Mar 9, 201055SEC filing
Mar 9, 2010Amendment$334,717,356$4,366,116vs Mar 16, 200954SEC filing
Mar 16, 2009Amendment$330,351,240No comparisonNot reportedSEC filing
Sep 21, 2005PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-45426

Source: Form D, filed Apr 18, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John S Dyson Executive
Clay B Lifflander Executive
Alan L Rivera Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1370 Avenue Of The Americas
New York, NY, 10019