Form D · REITS and Finance
MM 100 BROADWAY REIT LLC
New York, NY · CIK 0001575689
Offering snapshot reported May 7, 2013 · SEC filing
- Reported sold
- $124K Offering amount: $124K
- Investors reported
- 124 Form D · investor count
- Minimum accepted
- $1K Reported outside-investor minimum
- First sale
- Apr 24, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 7, 2013 | Initial | $124,000 | No comparison | 124 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $6.2K
- Finders' fees
- $0
- Form D file number
- 021-196062
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Charles B. Harrison | 3071551 | H & L Equities, LLC · CRD 113794 |
| Christopher Scott Harrison | 4981070 | H & L Equities, LLC · CRD 113794 |
| Lori Dunn Mayfield | 4899271 | H & L Equities, LLC · CRD 113794 |
| Phyllis Johnson Beck | 1020488 | H & L Equities, LLC · CRD 113794 |
| Patrick Jones Whelchel | 5389090 | H & L Equities, LLC · CRD 113794 |
Source: Form D, filed May 7, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jeffrey M. Kaplan | Executive |
| J. Andrew Mc Daniel | Executive |
| Timothy P. Yantz | Executive |
Issuer details
Industry: REITS and Finance (See others in industry)
Address:
55 East 59 Th Street Suite 1700
New York, NY, 10022
New York, NY, 10022