Form D · Other

MLM US Focused Equity Fund, LLC

Newtown, PA · CIK 0001461674

Offering snapshot reported Sep 29, 2020 · SEC filing

Reported sold
$12.6M
Offering amount: $500M
Investors reported
29
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Jan 1, 2007
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 29, 2020Initial$12,561,068No comparison29SEC filing
Jun 3, 2019Amendment$12,561,068$6,500vs Apr 24, 201829SEC filing
Apr 24, 2018Amendment$12,554,568$6,900vs Apr 25, 201729SEC filing
Apr 25, 2017Amendment$12,547,668$79,000vs Dec 10, 201529SEC filing
Dec 10, 2015Amendment$12,468,668$0vs Jan 7, 201529SEC filing
Jan 7, 2015Amendment$12,468,668$253,600vs Jan 15, 201429SEC filing
Jan 15, 2014Amendment$12,215,068-$87,469,982vs Jan 23, 201329SEC filing
Jan 23, 2013Amendment$99,685,050$0vs Jan 22, 201318SEC filing
Jan 22, 2013Amendment$99,685,050$0vs Jan 27, 201218SEC filing
Jan 27, 2012Amendment$99,685,050$0vs Dec 14, 201018SEC filing
Dec 14, 2010Amendment$99,685,050$0vs Jun 8, 200918SEC filing
Jun 8, 2009Initial$99,685,050No comparison18SEC filing
Apr 13, 2009Initial$9,968,505No comparisonNot reportedSEC filing

Offering details

Securities
Other
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-376593
Limited Liability Company Interests, Classes A, B, C
Details disclosed in the Issuer's Offering Memorandum

Source: Form D, filed Sep 29, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MLM US FOCUSED EQUITY FUND LLC

Investment adviser: MOUNT LUCAS MANAGEMENT LP

Gross asset value
$4.94M
Beneficial owners
8
ADV minimum commitment
$25K

Reported in Form ADV on Mar 19, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BNY MELLON ASSET SERVICING WOODLAND PARK, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS
PCAOB 1266

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

Filing source

Form ADV 1481754 · Mar 19, 2021 · Schedule D 7.B.(1), fund 805-3047859853

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Roger E. Alcaly Director
Paul R. De Rosa Director
Raymond E. Ix, Jr. Executive
James A. Mehling Executive
N/A Mount Lucas Management Lp Promoter
John R. Oberkofler Executive
Timothy J. Rudderow Executive

Issuer details

Industry: Other (See others in industry)

Address:
405 South State Street
Newtown, PA, 18940