Form D · Hedge Fund

MLAF LP

San Francisco, CA · CIK 0001661219

Offering snapshot reported Nov 27, 2019 · SEC filing

Reported sold: $100M
Investors reported: 2
Minimum accepted: $100M
First sale: Dec 1, 2015

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Nov 27, 2019	Amendment	$100,000,000	$0vs Dec 13, 2018	2	SEC filing
Dec 13, 2018	Amendment	$100,000,000	$0vs Dec 13, 2017	2	SEC filing
Dec 13, 2017	Amendment	$100,000,000	$0vs Dec 14, 2016	2	SEC filing
Dec 14, 2016	Amendment	$100,000,000	$48,889,000vs Dec 17, 2015	2	SEC filing
Dec 17, 2015	Initial	$51,111,000	No comparison	2	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-253252

Source: Form D, filed Nov 27, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MLAF LP

Investment adviser: MUDDY WATERS CAPITAL LLC

Gross asset value: $101M
Beneficial owners: 2
ADV minimum commitment: $100M

Reported in Form ADV on Oct 23, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP SAN FRANCISCO, California, United States

Custodian CANTOR FITZGERALD & CO. NEW YORK, New York, United States Related to adviser: No

Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian NORTHBROOK BANK & TRUST NORTHBROOK, Illinois, United States Related to adviser: No

Custodian TD PRIME SERVICES LLC NEW YORK, New York, United States Related to adviser: No

Prime broker CANTOR FITZGERALD & CO. NEW YORK, New York, United States

Prime broker JEFFERIES LLC NEW YORK, New York, United States

Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States

Prime broker TD PRIME SERVICES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

CANTOR FITZGERALD & CO.
SEC 8-201

JEFFERIES LLC
SEC 8-15074

J.P. MORGAN SECURITIES LLC
SEC 8-35008

TD PRIME SERVICES LLC
SEC 8-3337

CANTOR FITZGERALD & CO.
CRD 134 · SEC 8-201

JEFFERIES LLC
CRD 2347 · SEC 8-15074

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

TD PRIME SERVICES LLC
CRD 1914 · SEC 8-3337

Filing source

Form ADV 1462012 · Oct 23, 2020 · Schedule D 7.B.(1), fund 805-8299908770

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Muddy Waters Capital Llc	Executive, Promoter
Mwcp Llc	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

575 Market Street No. 2028
San Francisco, CA, 94105