Form D · Other Investment Fund
ML Winton FuturesAccess LLC
New York, NY · CIK 0001309136
Offering snapshot reported Jan 31, 2018 · SEC filing
- Reported sold
- $1.98B Indefinite offering
- Investors reported
- 20,123 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Feb 1, 2005 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$1,960,415,202 → $1,983,696,192
- Reported investors20,050 → 20,123
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 31, 2018 | Amendment | $1,983,696,192 | $23,280,990vs Jan 31, 2017 | 20,123 | SEC filing |
| Jan 31, 2017 | Amendment | $1,960,415,202 | $55,421,334vs Jan 29, 2016 | 20,050 | SEC filing |
| Jan 29, 2016 | Amendment | $1,904,993,868 | $10,168,987vs Nov 13, 2015 | 19,690 | SEC filing |
| Nov 13, 2015 | Amendment | $1,894,824,881 | $13,405,329vs Oct 15, 2015 | 19,606 | SEC filing |
| Oct 15, 2015 | Amendment | $1,881,419,552 | $107,949,402vs Oct 15, 2014 | 19,516 | SEC filing |
| Oct 15, 2014 | Amendment | $1,773,470,150 | $108,721,197vs Oct 15, 2013 | 18,876 | SEC filing |
| Oct 15, 2013 | Amendment | $1,664,748,953 | $151,616,422vs Dec 14, 2012 | 18,095 | SEC filing |
| Dec 14, 2012 | Amendment | $1,513,132,531 | $188,725,541vs Mar 16, 2012 | 17,377 | SEC filing |
| Mar 16, 2012 | Amendment | $1,324,406,990 | $292,154,563vs Mar 30, 2011 | 15,331 | SEC filing |
| Mar 30, 2011 | Amendment | $1,032,252,427 | $163,743,575vs Mar 11, 2010 | 12,028 | SEC filing |
| Mar 11, 2010 | Amendment | $868,508,852 | No comparison | 10,231 | SEC filing |
| Feb 15, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $49.6M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-74080
Estimated maximum aggregate sales commission to be paid to the selling agent. The Sales commission to be deducted from the subscription amount varies from 0% to 2.50% based on the investor's cumulative investment in the entire FuturesAccess Program.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 7691 |
Source: Form D, filed Jan 31, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Dominick Carlino | Director, Executive |
| James Louis Costabile | Director, Executive |
| Nancy Fahmy | Director, Executive |
| Justin C Ferri | Director, Executive |
| Keith D. Glenfield | Director, Executive |
| Barbra E. Kocsis | Director, Executive |
| Ninon B. Marapachi | Director, Executive |
| Jeff Mc Goey | Director, Executive |
| N/A Merrill Lynch Alternative Investments Llc | Promoter |
| N/A Merrill Lynch Alternative Investments Llc ("Mlai") | Executive |
| Deann Morgan | Director, Executive |
| Greg Parets | Director, Executive |
| Leslie Ross | Director, Executive |
| Colleen Rose Rusch | Director, Executive |
| Devesh Saksena | Director, Executive |
| Steven Lawrence Suss | Director, Executive |
| Brian Woldow | Director, Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10281