Form D · Other Investment Fund
ML Transtrend DTP Enhanced FuturesAccess LLC
New York, NY · CIK 0001399406
Offering snapshot reported Nov 10, 2015 · SEC filing
- Reported sold
- $77.3M Indefinite offering
- Investors reported
- 1,248 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Dec 1, 2007 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$73,420,834 → $77,261,934
- Reported investors1,235 → 1,248
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 10, 2015 | Amendment | $77,261,934 | $3,841,100vs Nov 10, 2014 | 1,248 | SEC filing |
| Nov 10, 2014 | Amendment | $73,420,834 | $23,693,575vs Aug 4, 2011 | 1,235 | SEC filing |
| Nov 18, 2013 | Amendment | $71,520,834 | $3,867,529vs Mar 18, 2013 | 1,206 | SEC filing |
| Mar 18, 2013 | Amendment | $67,653,305 | $12,713,140vs Mar 16, 2012 | 1,142 | SEC filing |
| Mar 16, 2012 | Amendment | $54,940,165 | $5,212,906vs Aug 4, 2011 | 993 | SEC filing |
| Aug 4, 2011 | Amendment | $49,727,259 | $15,593,969vs Jul 28, 2010 | 911 | SEC filing |
| Jul 28, 2010 | Amendment | $34,133,290 | $11,551,304vs Jul 22, 2009 | 634 | SEC filing |
| Jul 22, 2009 | Initial | $22,581,986 | No comparison | 406 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $1.93M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-133008
Estimated maximum aggregate sales commission to be paid to the selling agent. The Sales commission to be deducted from the subscription amount varies from 0% to 2.50% based on the investor's cumulative investment in the entire FuturesAccess Program.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 7691 |
Source: Form D, filed Nov 10, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Dominick Carlino | Director, Executive |
| James Louis Costabile | Director, Executive |
| Nancy Fahmy | Director, Executive |
| Justin C Ferri | Director, Executive |
| Keith D. Glenfield | Director, Executive |
| Thomas Lee | Executive |
| Ninon Marapachi | Director, Executive |
| Jeff Mc Goey | Director, Executive |
| N/A Merrill Lynch Alternative Investments Llc | Promoter |
| N/A Merrill Lynch Alternative Investments Llc ("Mlai") | Executive |
| Deann D. Morgan | Director, Executive |
| Paul Morton | Executive |
| Greg Parets | Director, Executive |
| Colleen Rose Rusch | Director, Executive |
| Devesh Saksena | Director, Executive |
| Steven Lawrence Suss | Director, Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10281