Form D · Other Investment Fund
ML BlueTrend FuturesAccess LLC
New York, NY · CIK 0001471270
Offering snapshot reported Oct 17, 2016 · SEC filing
- Reported sold
- $109M Indefinite offering
- Investors reported
- 1,406 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Aug 1, 2009 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$108,420,230 → $108,623,230
- Reported investors1,401 → 1,406
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 17, 2016 | Amendment | $108,623,230 | $203,000vs Oct 15, 2015 | 1,406 | SEC filing |
| Oct 15, 2015 | Amendment | $108,420,230 | $1,727,828vs Oct 15, 2014 | 1,401 | SEC filing |
| Oct 15, 2014 | Amendment | $106,692,402 | $15,034,146vs Oct 15, 2013 | 1,382 | SEC filing |
| Oct 15, 2013 | Amendment | $91,658,256 | $30,577,439vs Dec 14, 2012 | 1,168 | SEC filing |
| Dec 14, 2012 | Amendment | $61,080,817 | $12,674,535vs Mar 16, 2012 | 702 | SEC filing |
| Mar 16, 2012 | Amendment | $48,406,282 | $0vs Mar 30, 2011 | 498 | SEC filing |
| Mar 30, 2011 | Amendment | $48,406,282 | $46,758,957vs Aug 31, 2009 | 498 | SEC filing |
| Aug 31, 2009 | Initial | $1,647,325 | No comparison | 33 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $2.72M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-134051
Estimated maximum aggregate sales commission to be paid to selling agents. The sales commission to be deducted from the investor's subscription amount varies from 0% to 2.50% based on the investor's cumulative investment in the FuturesAccess Program.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 7691 |
Source: Form D, filed Oct 17, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Dominick Carlino | Director, Executive |
| James Louis Costabile | Director, Executive |
| Nancy Fahmy | Director, Executive |
| Justin Ferri | Director, Executive |
| Keith D. Glenfield | Director, Executive |
| Barbra E. Kocsis | Director, Executive |
| Paul Lee | Director, Executive |
| Ninon B. Marapachi | Director, Executive |
| Jeff Mc Goey | Director, Executive |
| N/A Merrill Lynch Alternative Investments Llc | Promoter |
| N/A Merrill Lynch Alternative Investments Llc ("Mlai") | Executive |
| Deann Morgan | Director, Executive |
| Paul Morton | Director, Executive |
| Greg Parets | Director, Executive |
| Leslie Ross | Director, Executive |
| Colleen Rose Rusch | Director, Executive |
| Steven Lawrence Suss | Director, Executive |
| Brian Woldow | Director, Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10281