Form D · Hedge Fund

MKCA Opportunity Fund, LLC

Los Angeles, CA · CIK 0001465069

Offering snapshot reported Dec 21, 2021 · SEC filing

Reported sold
$71.6M
Indefinite offering
Investors reported
137
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Jun 1, 2001
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$35.8M$71.6MJul 6, 2009: $34,422,380.00Jul 6, 2009Jul 6, 2009: $34,422,380.00Jul 7, 2010: $36,815,055.00Feb 11, 2013: $35,800,000.00Aug 5, 2013: $30,412,972.00Aug 19, 2013: $30,412,972.00Jul 28, 2014: $31,112,972.00Jul 14, 2015: $43,262,972.00Jan 19, 2016: $50,351,350.00Jun 21, 2016: $50,351,350.00Jun 20, 2017: $33,383,175.00Jun 19, 2018: $67,666,277.00Jun 18, 2019: $68,072,575.00Jul 1, 2019: $68,072,575.00Jun 18, 2020: $71,612,246.00Jun 30, 2021: $71,612,246.00Dec 21, 2021: $71,612,246.00Dec 21, 2021

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$34,422,380 → $71,612,246
  • Reported investors57 → 137

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 21, 2021Amendment$71,612,246$37,189,866vs Jul 6, 2009137SEC filing
Jun 30, 2021Amendment$71,612,246$0vs Jun 18, 202072SEC filing
Jun 18, 2020Amendment$71,612,246$3,539,671vs Jul 1, 201972SEC filing
Jul 1, 2019Amendment$68,072,575$0vs Jun 18, 201968SEC filing
Jun 18, 2019Amendment$68,072,575$406,298vs Jun 19, 201868SEC filing
Jun 19, 2018Amendment$67,666,277$34,283,102vs Jun 20, 201768SEC filing
Jun 20, 2017Amendment$33,383,175-$16,968,175vs Jun 21, 201646SEC filing
Jun 21, 2016Amendment$50,351,350$0vs Jan 19, 201654SEC filing
Jan 19, 2016Amendment$50,351,350$7,088,378vs Jul 14, 201554SEC filing
Jul 14, 2015Amendment$43,262,972$12,150,000vs Jul 28, 201442SEC filing
Jul 28, 2014Amendment$31,112,972$700,000vs Aug 19, 201346SEC filing
Aug 19, 2013Amendment$30,412,972$0vs Aug 5, 201340SEC filing
Aug 5, 2013Amendment$30,412,972-$5,387,028vs Feb 11, 201340SEC filing
Feb 11, 2013Amendment$35,800,000-$1,015,055vs Jul 7, 201057SEC filing
Aug 8, 2012Initial$35,800,000No comparison57SEC filing
Aug 8, 2012Amendment$35,800,000$0vs Aug 8, 201257SEC filing
Jul 8, 2011Initial$35,800,000No comparison57SEC filing
Jul 7, 2010Amendment$36,815,055$2,392,675vs Jul 6, 200961SEC filing
Jul 6, 2009Initial$34,422,380No comparison57SEC filing
Jul 6, 2009Amendment$34,422,380$0vs Jul 6, 200957SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
3C, 3C.1, 06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-132453
72 investors currently own an interest in the Issuer.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
B. Riley FBR, Inc.25027

Source: Form D, filed Dec 21, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MKCA OPPORTUNITY FUND, LLC

Investment adviser: J.P. MORGAN PRIVATE WEALTH ADVISORS LLC

Gross asset value
$30.4M
Beneficial owners
79
ADV minimum commitment
$250K

Reported in Form ADV on Mar 26, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator APEX CHARLOTTE, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor SPICER JEFFRIES LLP DENVER, Colorado, United States
Custodian NATIONAL FINANCIAL SERVICES LLC WESTLAKE, Texas, United States Related to adviser: No
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

SPICER JEFFRIES LLP
PCAOB 349

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

PERSHING LLC
SEC 8-17574

Filing source

Form ADV 1828889 · Mar 26, 2024 · Schedule D 7.B.(1), fund 805-1624564288

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
A Divison Of B. Riley Capital Management, Llc B. Riley Asset Management Executive
N/A B. Riley Capital Management, Llc Executive
James P. Conn Sr. Director
Paul W. Gardner Director
Thomas John Kelleher Executive
Mark D. Klein Executive
Michael Kramer Executive
The "Manging Member" Ladenburg Thalmann Asset Management, Inc. Promoter
The "Managing Member" Ladenburg Thalmann Asset Management, Inc. Promoter
Michael Markunas Executive
Michael Mc Coy Executive
The "Managing Member" Mk Capital Advisors Llc Promoter
Elizabeth M. Monroe Director
Charles Volkhardt Moore Director
Allison Virginia Petchenick Executive
Bryant Richard Riley Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O First Republic Investment Mgmt, Inc. 1888 Century Park East
Los Angeles, CA, 90067-1702