Form D · Hedge Fund
Mittleman Brothers Fund, LP
Melville, NY · CIK 0001588920
Offering snapshot reported Jul 22, 2019 · SEC filing
- Reported sold
- $9.12M Indefinite offering
- Investors reported
- 12 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Nov 1, 2013 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 22, 2019 | Amendment | $9,118,000 | $0vs Jul 23, 2018 | 12 | SEC filing |
| Jul 23, 2018 | Amendment | $9,118,000 | $35,000vs Jul 21, 2017 | 12 | SEC filing |
| Jul 21, 2017 | Amendment | $9,083,000 | -$8,073,917,000vs Jul 22, 2016 | 12 | SEC filing |
| Jul 22, 2016 | Amendment | $8,083,000,000 | No comparison | 15 | SEC filing |
| Oct 16, 2013 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0
- Form D file number
- 021-204643
The persons/firms listed in Item 12 receive fees from the Investment Manager and/or its affiliates, calculated as a percentage of the management fees and/or incentive allocations, for investors introduced by such firm(s).
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Flying Cloud Securities LLC | 167621 |
Source: Form D, filed Jul 22, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Philip Charles Mittleman | Executive |
| David Joseph Mittleman | Executive |
| Christopher Philip Mittleman | Executive |
| N/A Mittleman Brothers Fund Gp, Llc | Promoter |
| N/A Mittleman Investment Management, Llc | Promoter |
| Charles Schaffran | Promoter |
| Charles Shaffran | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Melville, NY, 11747