Form D · Private Equity Fund

Mistral Equity Partners, LP

New York, NY · CIK 0001414551

Offering snapshot reported Jun 25, 2009 · SEC filing

Reported sold: $287M
Investors reported: 46
Minimum accepted: $5M
First sale: Sep 12, 2007

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 25, 2009	Amendment	$286,770,000	No comparison	46	SEC filing
Oct 5, 2007	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Not reported
Exemptions: 06
Duration over one year: No
Business combination: No

Sales commissions: $225K
Finders' fees: $0
Form D file number: 021-109514

Includes commitments to this fund and parallel funds

Includes fees related to the Issuer and a parallel fund.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Forum Capital Securities, L.L.C	113855

Source: Form D, filed Jun 25, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MISTRAL EQUITY PARTNERS, LP

Investment adviser: MISTRAL CAPITAL MANAGEMENT, LLC

Gross asset value: $26.8M
Beneficial owners: 86
ADV minimum commitment: $500K

Reported in Form ADV on Mar 31, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator LEVERPOINT MANAGEMENT, LLC CLIFTON PARK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LTD. HAMILTON, Bermuda

Custodian NORTHERN TRUST CORPORATION NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LTD.
PCAOB 1403

Filing source

Form ADV 1742856 · Mar 31, 2023 · Schedule D 7.B.(1), fund 805-4258066975

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Andrew R. Heyer	Executive
Mistral Capital Management, Llc Mistral Capital Management, Llc	Executive
Mistral Equity Gp, Llc Mistral Equity Gp, Llc	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

650 Fifth Avenue 31 St Floor
New York, NY, 10019