Form D · Other
MINERA ANDES INC /WA
Spokane, WA · CIK 0001030219
Offering snapshot reported Oct 7, 2009 · SEC filing
- Reported sold
- $3.25M Offering amount: $5.97M
- Investors reported
- 6 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Aug 19, 2009 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$3,091,582 → $3,254,123
- Reported investors5 → 6
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 7, 2009 | Amendment | $3,254,123 | $162,541vs Sep 2, 2009 | 6 | SEC filing |
| Sep 2, 2009 | Initial | $3,091,582 | No comparison | 5 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $162K
- Finders' fees
- $0
- Form D file number
- 021-60661
Offering includes amount that may be received by issuer upon exercise of warrants. Each whole warrant may be exercised for the purchase of one common share, at an exercise price of $1.25 CDN for a period of 5 years following the Closing.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Canaccord Capital Corporation | None | Canaccord Adams Inc. · CRD 1020 |
| Scotia Capital Inc. | None | |
| GMP Securities L.P. | None | |
| Haywood Securities Inc. | None |
Source: Form D, filed Oct 7, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Allen V. Ambrose | Director |
| Richard W. Brissenden | Director |
| James K. Duff | Executive |
| Brian Gavin | Executive |
| Henry John | Executive |
| Victor Lazarovici | Director |
| Allan J. Marter | Director |
| Rob Mc Ewen | Director, Executive |
| Don Quick | Director |
| Michael I. Stein | Director |
Issuer details
Industry: Other (See others in industry)
Address:
111 E Magnesium Rd, Suite A
Spokane, WA, 99208
Spokane, WA, 99208