Form D · Investing
Mill City Ventures III, Ltd
Wayzata, MN · CIK 0001425355
Offering snapshot reported Aug 11, 2025 · SEC filing
- Reported sold
- $450M Offering amount: $450M
- Investors reported
- 121 Form D · investor count
- Minimum accepted
- Not reported Reported outside-investor minimum
- First sale
- Jul 27, 2025 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 11, 2025 | Initial | $449,999,998 | No comparison | 121 | SEC filing |
| Aug 6, 2013 | Initial | $10,765,000 | No comparison | 21 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- Not reported
- Duration over one year
- Not reported
- Business combination
- Not reported
- Sales commissions
- $18M
- Finders' fees
- $0
- Form D file number
- 021-554244
The total offering amount does not include the total gross proceeds to be received by the company assuming cash exercise of all warrants.
Includes fee of (i) 8.0% on gross proceeds raised up to first $100 MM, (ii) 3.0% on gross proceeds raised above $100 MM and (iii) 1.5% on gross proceeds raised above $500 MM, with cap of (iv) 4.0% on gross proceeds raised under $500 MM.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| A.G.P./Alliance Global Partners | 000005361 |
Source: Form D, filed Aug 11, 2025. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Marius Barnett | Director |
| Joseph A Geraci Ii | Director, Executive, Promoter |
| Joseph Anthony Geraci, Ii | Director, Executive |
| Joseph D. Hammer | Director |
| Christopher Larson | Director |
| Howard P. Liszt | Director |
| Stephen Mackintosh | Executive |
| Douglas Michael Polinsky | Director, Executive |
| Dana Wagner | Director |
| Laurence Zipkin | Director |
Issuer details
Industry: Investing (See others in industry)
Address:
1907 Wayzata Boulevard Suite 205
Wayzata, MN, 55391
Wayzata, MN, 55391