Form D · Private Equity Fund
Midwest Mezzanine Fund VI SBIC, L.P.
Chicago, IL · CIK 0001748837
Offering snapshot reported Sep 10, 2018 · SEC filing
- Reported sold
- $51M Indefinite offering
- Investors reported
- 26 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Aug 1, 2018 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 10, 2018 | Amendment | $51,000,000 | $0vs Aug 10, 2018 | 26 | SEC filing |
| Aug 10, 2018 | Initial | $51,000,000 | No comparison | 26 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $656K (estimated)
- Form D file number
- 021-318950
Amount reflects aggregate fees anticipated and includes amounts that have not yet been paid.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Joseph Sindelar | 4622549 | Equus Financial Consulting LLC · CRD 131449 |
| B. Riley FBR, Inc. | 25027 |
Source: Form D, filed Sep 10, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Charles M. Foster | Executive |
| David A. Gezon | Executive |
| Paul G. Kreie | Executive |
| N/A Midwest Mezzanine Management Vi Sbic, Llc | Executive |
| N/A Mmf Capital Management V Llc | Executive |
| Ana M. Winters | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Chicago, IL, 60603