Form D · Investing

MIDWEST FIRST FINANCIAL L P IV

Omaha, NE · CIK 0001071602

Offering snapshot reported Oct 22, 2009 · SEC filing

Reported sold
$252K
Offering amount: $3M
Investors reported
4
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Oct 12, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$126K$252KOct 20, 2009: $18,359.00Oct 20, 2009Oct 21, 2009: $18,359.00Oct 21, 2009Oct 22, 2009: $251,540.00Oct 22, 2009

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$18,359 → $251,540

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 22, 2009Amendment$251,540$233,181vs Oct 20, 20094SEC filing
Oct 21, 2009Amendment$18,359$0vs Oct 20, 20094SEC filing
Oct 20, 2009Initial$18,359No comparison4SEC filing
Nov 21, 2005PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Not reported
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$60K (estimated)
Finders' fees
$0
Form D file number
021-58246

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Smith Hayes Financial Services Corp.17059

Source: Form D, filed Oct 22, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
William B. Preston Executive
Thomas C. Smith Executive

Issuer details

Industry: Investing (See others in industry)

Address:
11904 Arbor St., Ste. 200
Omaha, NE, 68144