Form D · Investing
MIDWEST FIRST FINANCIAL L P IV
Omaha, NE · CIK 0001071602
Offering snapshot reported Oct 22, 2009 · SEC filing
- Reported sold
- $252K Offering amount: $3M
- Investors reported
- 4 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Oct 12, 2009 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$18,359 → $251,540
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 22, 2009 | Amendment | $251,540 | $233,181vs Oct 20, 2009 | 4 | SEC filing |
| Oct 21, 2009 | Amendment | $18,359 | $0vs Oct 20, 2009 | 4 | SEC filing |
| Oct 20, 2009 | Initial | $18,359 | No comparison | 4 | SEC filing |
| Nov 21, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $60K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-58246
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Smith Hayes Financial Services Corp. | 17059 |
Source: Form D, filed Oct 22, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| William B. Preston | Executive |
| Thomas C. Smith | Executive |
Issuer details
Industry: Investing (See others in industry)
Address:
11904 Arbor St., Ste. 200
Omaha, NE, 68144
Omaha, NE, 68144