Form D · Environmental Services

Midwest Energy Emissions Corp.

Lewis Center, OH · CIK 0000728385

Offering snapshot reported Aug 21, 2019 · SEC filing

Reported sold
$1.8M
Offering amount: $2.6M
Investors reported
11
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jun 18, 2019
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$900K$1.8MJun 28, 2019: $1,300,000.00Jun 28, 2019Aug 21, 2019: $1,800,000.00Aug 21, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,300,000 → $1,800,000
  • Reported investors8 → 11

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 21, 2019Amendment$1,800,000$500,000vs Jun 28, 201911SEC filing
Jun 28, 2019Initial$1,300,000No comparison8SEC filing
Jun 28, 2018Initial$560,000No comparison9SEC filing
Nov 22, 2016Initial$13,457,962No comparison25SEC filing
Aug 27, 2014Initial$10,000,000No comparison1SEC filing
May 16, 2014Amendment$1,050,260$279,358vs May 2, 201416SEC filing
May 5, 2014Initial$50,000No comparison1SEC filing
May 2, 2014Initial$770,902No comparison8SEC filing
Sep 13, 2013Amendment$1,102,500$655,000vs Aug 12, 201324SEC filing
Aug 12, 2013Initial$447,500No comparison9SEC filing
Apr 9, 2013Initial$30,000No comparison1SEC filing
May 2, 2012Initial$1,096,430No comparison24SEC filing
Jan 5, 2012Initial$1,013,662No comparison33SEC filing
Oct 6, 2011Initial$160,000No comparison3SEC filing
Sep 28, 2011Initial$280,000No comparison10SEC filing
Apr 4, 2008PaperNot reportedNo comparisonNot reportedSEC filing
May 18, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Debt, Option to acquire, Security to be acquired
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$20K (estimated)
Form D file number
021-343104

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Banyan Securities LLC22395

Source: Form D, filed Aug 21, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No matching detailed fund disclosure was found in the latest imported ADV filings. This does not establish that the issuer has no adviser.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Allan T Grantham Director
Christopher Greenberg Director
Chris Greenberg Director
Richard Gross Executive
Brian L. Johnson Director
David M Kaye Director
Alan Kelley Director, Executive
R. Alan Kelley Director, Executive
R. Alan Kelley Director, Executive
Christopher J. Lee Director
Richard Mac Pherson Director, Executive
John Jr. Norris Director
John Norris, Jr. Director
John Pavlish Executive
Jay Rifkin Director
Marcus T. Sylvester Executive
James Trettel Executive

Issuer details

Industry: Environmental Services (See others in industry)

Address:
670 D Enterprise Drive
Lewis Center, OH, 43035
Phone: 614-505-6115