Form D · Hedge Fund

Midsummer Small Cap, L.P.

New York, NY · CIK 0001500900

Offering snapshot reported Mar 27, 2015 · SEC filing

Reported sold: $8.13M
Investors reported: 13
Minimum accepted: $500K
First sale: Oct 1, 2010

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$6,319,173 → $8,132,822
Reported investors10 → 13

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 27, 2015	Amendment	$8,132,822	$1,813,649vs Mar 28, 2014	13	SEC filing
Mar 28, 2014	Amendment	$6,319,173	$0vs Jan 10, 2014	10	SEC filing
Jan 10, 2014	Amendment	$6,319,173	$866,976vs Jan 11, 2013	10	SEC filing
Jan 11, 2013	Amendment	$5,452,197	$105,520vs Jan 13, 2012	10	SEC filing
Jan 13, 2012	Amendment	$5,346,677	$3,672,490vs Jan 13, 2011	10	SEC filing
Jan 13, 2011	Initial	$1,674,187	No comparison	8	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-153621

The person listed in Item 12 is paid directly or indirectly commissions or similar sales compensation equal to a percentage of the fee paid to the General Partner (or its affiliate) from the assets under management or the incentive allocation.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
MADELEINE H. FROWEIN	5715389	SILVER LEAF PARTNERS, LLC · CRD 126694

Source: Form D, filed Mar 27, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MIDSUMMER SMALL CAP, L.P.

Investment adviser: MIDSUMMER CAPITAL, LLC.

Gross asset value: $5.86M
Beneficial owners: 11
ADV minimum commitment: $500K

Reported in Form ADV on Jun 18, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MERIDIAN FUND SERVICES (BERMUDA) LIMITED HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ROTHSTEIN, KASS & COMPANY ROSELAND, New Jersey, United States

Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No

Marketer PICKWICK CAPITAL PARTNERS, LLC WHITE PLAINS, New York, United States Related to adviser: No

Marketer SILVER LEAF PARTNERS, LLC NEW YORK, New York, United States Related to adviser: No

Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

PICKWICK CAPITAL PARTNERS, LLC
CRD 130672 · SEC 8-66373

SILVER LEAF PARTNERS, LLC
CRD 126694 · SEC 8-65902

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

Filing source

Form ADV 743333 · Jun 18, 2013 · Schedule D 7.B.(1), fund 805-6991962789

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Michel A. Amsalem	Executive
Alan Benaim	Executive
Midsummer Capital, Llc	Executive, Promoter
Midsummer Small Cap Advisors, Llc	Executive, Promoter
Joshua A. Thomas	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Midsummer Small Cap Advisors, Llc 747 Third Avenue, 26 Th Floor
New York, NY, 10017