Form D · Commercial Banking
MIDDLEFIELD BANC CORP
Middlefield, OH · CIK 0000836147
Offering snapshot reported May 11, 2017 · SEC filing
- Reported sold
- $16M Offering amount: $16M
- Investors reported
- 22 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- May 9, 2017 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 11, 2017 | Initial | $16,000,000 | No comparison | 22 | SEC filing |
| May 13, 2016 | Initial | $8,460,441 | No comparison | 8 | SEC filing |
| Aug 22, 2011 | Initial | $11,440,400 | No comparison | 8 | SEC filing |
| Feb 8, 2011 | Initial | $327,600 | No comparison | 6 | SEC filing |
| Aug 24, 2010 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $760K
- Finders' fees
- $0
- Form D file number
- 021-286481
the number of shares sold will be less than 20% of the number of shares outstanding at the time of sale
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Boenning & Scattergood, Inc. | 100 | Boenning & Scattergood, Inc. · CRD 100 |
Source: Form D, filed May 11, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Thomas G. Caldwell | Director, Executive |
| Richard T. Coyne | Director |
| David G. Dalessandro | Executive |
| Courtney M. Erminio | Executive |
| Frances H. Frank | Director |
| Jay P. Giles | Executive |
| James R. Heslop | Director, Executive |
| James R. Heslop Ii | Director, Executive |
| James R. Heslop, Ii | Director, Executive |
| Teresa M. Hetrick | Executive |
| Eric P. Hollinger | Executive |
| Eric W. Hummel | Director |
| Kenneth E. Jones | Director |
| Jack L. Lester | Executive |
| Darryl E. Mast | Director |
| James J. Mc Caskey | Director |
| Charles O. Moore | Executive |
| Clayton W. Rose, Iii | Director |
| William J. Skidmore | Director |
| Donald L. Stacy | Executive |
| Alfred F. Thompson, Jr. | Executive |
| Robert W. Toth | Director |
| Carolyn J. Turk | Director |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
15985 East High Street
Middlefield, OH, 44062-0035
Middlefield, OH, 44062-0035