Form D · Other Investment Fund
Middlebury Ventures III LLC
Ridgewood, NJ · CIK 0001517288
Offering snapshot reported Dec 19, 2011 · SEC filing
- Reported sold
- $143M Offering amount: $300M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Nov 8, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 19, 2011 | Initial | $143,000,000 | No comparison | 1 | SEC filing |
| Apr 29, 2011 | Initial | $13,905,508 | No comparison | 23 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $1.05K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-170256
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Middlebury Securities LLC | 122602 | Middlebury Securities LLC · CRD 122602 |
Source: Form D, filed Dec 19, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Amanda Besemer | Director, Executive, Promoter |
| Greg Osborn | Director, Executive, Promoter |
| James Robinson | Director, Executive |
| Jim Robinson | Director, Executive |
| Michael Teicher | Director, Executive, Promoter |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
170 East Ridgewood Ave
Ridgewood, NJ, 07450
Ridgewood, NJ, 07450