Form D · Other Banking and Financial Services
MIDCOUNTRY FINANCIAL CORP
Macon, GA · CIK 0001179055
Offering snapshot reported Dec 30, 2009 · SEC filing
- Reported sold
- $13M Offering amount: $40M
- Investors reported
- 7 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Sep 29, 2009 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 30, 2009 | Amendment | $13,000,000 | $0vs Oct 8, 2009 | 7 | SEC filing |
| Oct 8, 2009 | Initial | $13,000,000 | No comparison | 7 | SEC filing |
| Apr 3, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Sep 28, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| May 30, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $750K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-46744
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Sandler O'Neill & Partners, L.P. | None | Sandler O'Neill & Partners, L.P. |
Source: Form D, filed Dec 30, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Richard W. Carpenter | Director |
| James L. Clayton | Director |
| Charles G. Davis | Executive |
| C. Lee Ellis | Director |
| David L. Hall | Executive |
| Robert F. Hatcher | Director, Executive |
| Robert F. Hatcher, Jr. | Director |
| Carol A. Jackson | Director |
| Sherry A. Kellett | Director |
| Alison N. La Bruyere | Executive |
| Marian M. Mackle | Executive |
| Jerry A. Newby | Director |
| Stephen G. Rutledge | Director |
| William D. Underwood | Director |
| Timothy W. Williams | Director |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:Macon, GA, 31201